The page is the record's research on the issuer — no analyst, no rating, no view.

# StoneX Group Inc. (NASDAQ: SNEX) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

StoneX Group Inc. is listed on NASDAQ under the ticker SNEX, with ISIN US8618961085 and LEI 549300JUF07L8VF02M60. Its security type is Corporate, its segment is not on the record, its sector is 6200 Security & Commodity Brokers, Dealers, Exchanges & Services, and its jurisdiction is United States, Delaware. Its listing status is listed, not halted.

## The disclosure read

The record holds 167 filings in the twelve months to 2026-11-08, across 78 filing days. The median gap between filing days is 2 days. The latest filing is dated 2026-11-06, two days before the record date, and is of type directors_dealings. The exchange median is 52 filings, a cadence gap of 6.0 days and a latency of 5.0 days; the sector median is 69.0 filings, a cadence gap of 6.0 days and a latency of 5.0 days. The filing count is above the exchange median and above the sector median.

## Auditor

The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor location is not on the record, and the record holds no auditor changes.

## Events and halts

The record holds no listing, delisting or name change lines. The domicile change is not on the record, because EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, because the exchanges' tier transfers are not EDGAR filings. The issuer is listed, not halted.

## Orderability

The outcome is not determinable under rule version acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, because the chapter's orderability section carries no client_categories and so the outcome cannot name its client category. The chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations page.

## Open research

The record holds one openly published research note: William Blair, dated 2025-03-26.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The issuer's sealed years are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.

## Sources

9 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0000913760.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NASDAQ/SNEX (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://www.williamblair.com/News/StoneX-Group-Inc-Initiation (open research)
- https://mcp.us-cm-kg.ai/record/NASDAQ/SNEX (the record)

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