The page is the record's research on the issuer — no analyst, no rating, no view. # Sonoma Pharmaceuticals, Inc. (NASDAQ: SNOA) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing Sonoma Pharmaceuticals, Inc. is listed on NASDAQ under ticker SNOA, ISIN US83558L3033 and LEI 54930008C5Z4F02SWO71. Its security type is Corporate, its sector is 3841 Surgical & Medical Instruments & Apparatus, and its jurisdiction is United States — Delaware. Its segment is not on the record. Its listing status is listed, not halted. ## The disclosure read The record holds 41 filings across 23 filing days in the twelve months to 2026-11-08. The median gap between filing days is 8.0 days, against 6.0 days for NASDAQ and 6 days for the sector. The median latency for the issuer is 33 days from the latest filing to the record date, against 5.0 days for NASDAQ and 4 days for the sector. The latest filing is a regulatory filing dated 2026-10-06. ## Auditor The auditor of record is Frazier & Deeter, LLC, located in Nashville, Tennessee. The record holds no auditor changes. ## Events and halts The record holds a listing dated 2026-10-06. It holds no delisting, name change, domicile change or segment move, and the domicile change and segment move are not on the record. The halt flag is listed, not halted. ## Orderability The outcome is not determinable because the chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, with the chapter as of 2026-11-04. ## Coverage Two research houses are named on the issuer's investor-relations page: Ladenburg Thalmann & Co. Inc. and Trickle Research. ## Open research The record holds one openly published research note, by Stonegate Capital Partners, dated 2017-10-01. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The issuer's years sealed are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12. ## Sources 11 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin) - https://data.sec.gov/submissions/CIK0001367083.json (identity.jurisdiction) - https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei) - https://mcp.us-cm-kg.ai/events/NASDAQ/SNOA (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://www.sec.gov/Archives/edgar/data/1367083/000168316826004871/sonoma_i10k-033126.htm (the auditor) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://ir.sonomapharma.com/analyst-coverage (coverage) - https://stonegateinc.com/reports/SNOA_Oct_2017.pdf (open research) - https://mcp.us-cm-kg.ai/record/NASDAQ/SNOA (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NASDAQ/SNOA · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp