The page is the record's research on the issuer — no analyst, no rating, no view.

# SOPHiA GENETICS SA (NASDAQ: SOPH) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is SOPHiA GENETICS SA, listed on NASDAQ under ticker SOPH, with ISIN USH820271056. The LEI is not on the record. The security type is recorded as Non-operating entity type (other), and the segment is not on the record. The sector is 7374 Services-Computer Processing & Data Preparation, and the jurisdiction is Switzerland. The issuer is listed and not halted.

## The disclosure read

The record holds 260 filings in the window 2025-11-08 to 2026-11-08, across 86 filing days. By type, the record holds 149 directors' dealings, 4 prospectuses, 94 regulatory filings and 13 results. The median gap between filing days is 3 days. The latest filing is dated 2026-11-03, is of type results, and falls 5 days before the record date of 2026-11-08. On NASDAQ the median is 52 filings, a median cadence gap of 6.0 days and a median latency of 5.0 days across 4359 issuers. In the sector the median is 60 filings, a median cadence gap of 6 days and a median latency of 4 days across 85 issuers.

## Auditor

The auditor of record is not on the record, and its location is not on the record. The latest annual report cover carries no dei:AuditorName tag. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting or name change lines. The domicile change is not on the record, since EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, since the exchanges' tier transfers are not EDGAR filings. The issuer is listed, not halted.

## Orderability

The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

The issuer's investor-relations page names 5 research houses: BTIG, Guggenheim, TD Cowen, Craig-Hallum Capital Group and H.C. Wainwright & Co., LLC.

## Open research

No openly published research notes were found for the issuer.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The market's vintage is sealed. The sealed years that hold the issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001840706.json (identity.jurisdiction)
- https://mcp.us-cm-kg.ai/events/NASDAQ/SOPH (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://ir.sophiagenetics.com/stock-information (coverage)
- https://mcp.us-cm-kg.ai/record/NASDAQ/SOPH (the record)

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