The page is the record's research on the issuer — no analyst, no rating, no view.

# Stratum Holdings Corp. (NASDAQ: SRTM) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is Stratum Holdings Corp., listed on NASDAQ under the ticker SRTM. Its LEI is 549300UVXFBFPALC4P81, and the record holds several US ISINs for it (US56469P2092, US56469P3082, US56469P4072, US56469P5061), with no single ISIN on the record. Its security type is Corporate, its segment is not on the record, its sector is 6531 Real Estate Agents & Managers (For Others), and its jurisdiction is United States, Nevada. Its listing status is listed, not halted.

## The disclosure read

The record holds 93 filings in the window from 2025-11-08 to 2026-11-08, across 75 filing days. The median gap between filing days is 4.0 days. The latest filing is dated 2026-11-06, two days before the record date, and is a prospectus. The NASDAQ peer median is 6.0 days for cadence, 52 filings and 5.0 days of latency across 4359 issuers. The sector peer median is 5.0 days for cadence, 76 filings and 3 days of latency across 19 issuers.

## Auditor

The auditor of record is CBIZ CPAs P.C., located in Saddle Brook, New Jersey. The record holds one auditor change, dated 2026-09-18.

## Events and halts

The record holds no listing, delisting or name change lines for the issuer. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag is clear: listed, not halted.

## Orderability

The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's own investor-relations page.

## Open research

No openly published research notes were found on the record.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The sealed years that hold the issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://data.sec.gov/submissions/CIK0001879403.json (identity.jurisdiction)
- https://api.gleif.org/api/v1/lei-records/549300UVXFBFPALC4P81 (identity.lei)
- https://mcp.us-cm-kg.ai/events/NASDAQ/SRTM (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://www.sec.gov/Archives/edgar/data/1879403/000121390026065276/ea0285141-10k_larosa.htm (the auditor)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NASDAQ/SRTM (the record)

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