SWK Holdings Corp (SWKHL) — research page
US · us-cm-kg/NASDAQ/SWKHL · as of 2026-11-08
Identity and listing
The issuer is SWK Holdings Corp, listed on NASDAQ under ticker SWKHL, ISIN US78501P3029, LEI 549300DZ1K2KDX5Q7G55. Its security type is Corporate, its segment is not on the record, its sector is 6159 Miscellaneous Business Credit Institution, and its jurisdiction is United States, Delaware. Its listing status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | SWK Holdings Corp | source · 2026-11-08 |
| exchange | NASDAQ | source · 2026-11-08 |
| ticker | SWKHL | source · 2026-11-08 |
| ISIN | US78501P3029 | source · 2026-10-08 |
| LEI | 549300DZ1K2KDX5Q7G55 | source · 2026-11-08 |
| security type | Corporate | source · 2026-11-08 |
| segment | not on the record | |
| sector | 6159 Miscellaneous Business Credit Institution | source · 2026-11-08 |
| jurisdiction | United States — Delaware | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 34 filings in the window 2025-11-08 to 2026-11-08, on 12 filing days. The median gap between filing days is 8 days. The latest filing is dated 2026-04-23, a regulatory filing, and is 199 days before the record date. The exchange median is 52 filings, a cadence gap of 6.0 days and a latency of 5.0 days. The sector median is 35.0 filings, a cadence gap of 5.5 days and a latency of 17.0 days. By type the window holds 25 regulatory filings, 2 ad hoc, 2 corporate news, 1 directors' dealings, 2 halt or suspension, 1 AGM or EGM and 1 results filing.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 34 | 8 | 199 |
| exchange median: NASDAQ (4359 issuers) | 52 | 6 | 5 |
| sector median: 6159 Miscellaneous Business Credit Institution (8 issuers) | 35 | 5.5 | 17 |
| date | type | category | filing |
|---|---|---|---|
| 2026-04-23 | regulatory_filing | SCHEDULE 13G/A | SCHEDULE 13G/A |
| 2026-04-16 | halt_suspension | 15-12G | 15-12G |
| 2026-04-08 | regulatory_filing | EFFECT | EFFECT (items ,,) |
| 2026-04-08 | regulatory_filing | EFFECT | EFFECT (items ,,) |
| 2026-04-08 | regulatory_filing | SCHEDULE 13D/A | SCHEDULE 13D/A |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor of record is not on the record, because the latest annual report cover carries no dei:AuditorName tag. Its location is not on the record. The record holds no auditor changes.
Events and halts
The record holds one delisting, dated 2026-04-06. It holds no listing, name change or segment move entries, and the segment move is not on the record. The domicile change is not on the record, because EDGAR states no dated change of state of incorporation on a filing line. The halt flag reads listed, not halted.
Orderability
The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
The issuer's own investor-relations page names 3 research houses: Lake Street CM, Maxim Partners and Lake Street.
| research house | analyst | source · read date |
|---|---|---|
| Lake Street CM | Mark Argento | issuer page · 2026-11-11 |
| Maxim Partners | Michael Diana | issuer page · 2026-11-11 |
| Lake Street | issuer page · 2026-11-11 |
Open research
No openly published research notes are on the record for the issuer.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The vintage is sealed. Sealed years that hold the issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.
Sources
9 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0001089907.json (identity.jurisdiction)
- 10.4
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- 10.5
- https://mcp.us-cm-kg.ai/events/NASDAQ/SWKHL (the disclosure lines)
- 10.6
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.7
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.8
- https://investors.swkhold.com/analyst-coverage (coverage)
- 10.9
- https://mcp.us-cm-kg.ai/record/NASDAQ/SWKHL (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getissuer.ai/mcp with {"isin":"US78501P3029"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:074a3928e81a8c2b.