The page is the record's research on the issuer — no analyst, no rating, no view.

# UP Fintech Holding Ltd (NASDAQ: TIGR) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

UP Fintech Holding Ltd is listed on NASDAQ under the ticker TIGR. Its ISIN is US91531W1062 and its LEI is 213800JJDNMAG3L84P54. The security type is Non-operating entity type (other). The segment is not on the record. The sector is 6211 Security Brokers, Dealers & Flotation Companies, and the jurisdiction is Cayman Islands. The listing status is listed, not halted.

## The disclosure read

The record holds 20 filings in the twelve months to 2026-11-08, across 14 filing days. Of these, 8 are directors' dealings, 6 are regulatory filings and 6 are results. The median gap between filing days is 14 days. The latest filing is dated 2026-08-26 and is a results filing, 74 days before the record date. The NASDAQ median is 52 filings, a median cadence gap of 6.0 days and a median latency of 5.0 days across 4359 issuers. The 6211 sector median is 106.0 filings, a median cadence gap of 4.0 days and a median latency of 3 days across 56 issuers.

## Auditor

The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag, as foreign private issuers and older filings carry none. The auditor's location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag is listed, not halted.

## Orderability

The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's own investor-relations page, and the count is 0.

## Open research

No openly published research notes were found on the record, and the count is 0.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The record holds sealed filings for the issuer in the years 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001756699.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NASDAQ/TIGR (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NASDAQ/TIGR (the record)

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