The page is the record's research on the issuer — no analyst, no rating, no view. # TOP Financial Group Ltd (NASDAQ: TOP) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is TOP Financial Group Ltd, listed on NASDAQ under the ticker TOP. The ISIN is not on the record and the LEI is not on the record. Its security type is Corporate and its segment is not on the record. Its sector is 6200 Security & Commodity Brokers, Dealers, Exchanges & Services and its jurisdiction is the Cayman Islands. Its status is listed, not halted. ## The disclosure read The record holds 39 filings on 29 filing days in the window 2025-11-08 to 2026-11-08. The median gap between filing days is 7.0 days, against an exchange median of 6.0 days and a sector median of 6.0 days. The latest filing is dated 2026-11-03, 5 days before the record date, and is of type corporate_news. The exchange median filing count is 52 and the sector median filing count is 69.0. ## Auditor The auditor is not on the record, because the latest annual report cover carries no auditor name tag. The auditor location is not on the record. The record holds no auditor changes. ## Events and halts The record holds no listing, delisting or name change lines. The domicile change is not on the record. The segment move is not on the record. The issuer is listed, not halted. ## Orderability The outcome is not determinable because the chapter's orderability section carries no client categories. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04. ## Coverage No research houses were found on the issuer's investor-relations pages read. ## Open research No openly published research notes were found on the record. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The vintage is sealed. The issuer years sealed are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12. ## Sources 6 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://data.sec.gov/submissions/CIK0001848275.json (identity.jurisdiction) - https://mcp.us-cm-kg.ai/events/NASDAQ/TOP (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NASDAQ/TOP (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NASDAQ/TOP · public-record only · the same page signed and receipted: get_research at https://mcp.getissuer.ai/mcp