The page is the record's research on the issuer — no analyst, no rating, no view. # UNITED GUARDIAN INC (NASDAQ: UG) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is UNITED GUARDIAN INC, listed on NASDAQ under ticker UG, with ISIN US9105711082. Its LEI is not on the record, because no GLEIF record carries the exact legal name in jurisdiction US-DE. Its security type is Corporate, its segment is not on the record, its sector is 2844 Perfumes, Cosmetics & Other Toilet Preparations, and its jurisdiction is United States, Delaware. Its listing status is listed, not halted. ## The disclosure read The record holds 12 filings in the window from 2025-11-08 to 2026-11-08, across 11 filing days. The median gap between filing days is 13.0 days. The latest filing is dated 2026-08-11 and is of type results, which is 89 days before the record date. The exchange median for NASDAQ is a cadence gap of 6.0 days, 52 filings, and a latency of 5.0 days across 4,359 issuers. The sector median for this sector is a cadence gap of 7 days, 49 filings, and a latency of 4 days across 17 issuers. The issuer's filings are below the exchange median and below the sector median on filings, and above both medians on cadence gap and latency. ## Auditor The auditor of record is GRASSI & CO., CPAs, P.C., located in Jericho, New York. The record holds no auditor changes. ## Events and halts The record holds no listing, delisting or name change lines. The domicile change is not on the record, because EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, because the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted. ## Orderability The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04. ## Coverage No research houses were found on the issuer's investor-relations pages read. The count is 0. ## Open research No openly published research notes were found. The count is 0. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The market's vintage is sealed. Sealed years for the issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12. ## Sources 8 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin) - https://data.sec.gov/submissions/CIK0000101295.json (identity.jurisdiction) - https://mcp.us-cm-kg.ai/events/NASDAQ/UG (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://www.sec.gov/Archives/edgar/data/101295/000117184326001973/ug20251231_10k.htm (the auditor) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NASDAQ/UG (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NASDAQ/UG · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp