The page is the record's research on the issuer — no analyst, no rating, no view.

# Universe Pharmaceuticals INC (NASDAQ: UPC) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

Universe Pharmaceuticals INC is listed on NASDAQ under ticker UPC, ISIN USG9442G1381. The record does not carry an LEI for the issuer. Its security type is recorded as non-operating entity type (other), its segment is not on the record, its sector is 2834 Pharmaceutical Preparations, and its jurisdiction is China. The issuer is listed and not halted.

## The disclosure read

The record holds 29 filings in the twelve months to 2026-11-08, across 15 filing days: 10 results, 11 regulatory filings, 7 directors' dealings and 1 prospectus. The median gap between filing days is 24.0 days. The latest filing is dated 2026-10-09 and is a regulatory filing, 30 days before the record date. The NASDAQ median is 6.0 days cadence and 5.0 days latency across 4359 issuers, with a median of 52 filings. The 2834 Pharmaceutical Preparations sector median is 6.0 days cadence and 4.0 days latency across 526 issuers, with a median of 63.0 filings.

## Auditor

The auditor and its location are not on the record, because the latest annual report cover carries no auditor name tag. No auditor changes are on the record.

## Events and halts

The record holds no listing, delisting, name change or segment move lines. The domicile change is not on the record. The segment move is not on the record. The issuer is listed, not halted.

## Orderability

The outcome is not determinable for any client category, because the chapter's orderability section names no client categories. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations pages read.

## Open research

No openly published research notes were found on the record.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The issuer's years sealed are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.

## Sources

7 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001809616.json (identity.jurisdiction)
- https://mcp.us-cm-kg.ai/events/NASDAQ/UPC (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NASDAQ/UPC (the record)

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Allooloo Technologies Corp. · https://getresearch.ai/us/NASDAQ/UPC · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp
