The page is the record's research on the issuer — no analyst, no rating, no view. # Upstart Holdings, Inc. (NASDAQ: UPST) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is Upstart Holdings, Inc., listed on NASDAQ under the ticker UPST, with ISIN US91680M1071 and LEI 549300WNB47JRNENIC75. Its security type is Corporate, its sector is 6199 Finance Services, and its jurisdiction is United States, Delaware. Its segment is not on the record. Its listing status is listed, not halted. ## The disclosure read The record holds 105 filings in the twelve months to 2026-11-08, across 53 filing days. The median gap between filing days is 3.5 days. The latest filing is dated 2026-11-03 and is of type results, 5 days before the record date. The NASDAQ median cadence gap is 6.0 days across 4,359 issuers, and the NASDAQ median latency is 5.0 days. The 6199 Finance Services median cadence gap is 5.0 days across 184 issuers, and the sector median latency is 4.0 days. Filings in the window are 50 directors' dealings, 38 regulatory filings, 9 results, 3 AGM/EGM, 3 corporate news and 2 director changes. ## Auditor The auditor of record is Deloitte & Touche LLP, located in San Francisco, California. The record holds no auditor changes. ## Events and halts The record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted. ## Orderability The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04. ## Coverage No research houses were found on the issuer's investor-relations pages read. The count is 0. ## Open research No openly published research notes were found on the record. The count is 0. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The record holds the issuer as sealed for the years 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12. ## Sources 9 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin) - https://data.sec.gov/submissions/CIK0001647639.json (identity.jurisdiction) - https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei) - https://mcp.us-cm-kg.ai/events/NASDAQ/UPST (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://www.sec.gov/Archives/edgar/data/1647639/000164763926000027/upst-20251231.htm (the auditor) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NASDAQ/UPST (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NASDAQ/UPST · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp