The page is the record's research on the issuer — no analyst, no rating, no view. # UPEXI, INC. (NASDAQ: UPXI) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is UPEXI, INC., listed on NASDAQ under ticker UPXI, with ISIN US39959A2050 and LEI 529900DXT4FO60PCDE09. Its security type is Corporate and its segment is not on the record. Its sector is 6199 Finance Services and its jurisdiction is United States, Delaware. Its listing status is listed, not halted. ## The disclosure read The record holds 80 filings in the window 2025-11-08 to 2026-11-08, across 60 filing days. The median gap between filing days is 4 days, against a median of 6.0 days for NASDAQ and 5.0 days for 6199 Finance Services. The latest filing is dated 2026-10-13 and is of type corporate_news, which is 26 days before the record date. The median latency is 5.0 days for NASDAQ and 4.0 days for 6199 Finance Services. The median filings count is 52 for NASDAQ and 61.5 for 6199 Finance Services. The filings by type are 23 corporate news, 21 regulatory filings, 10 directors' dealings, 10 prospectuses, 8 results, 4 AGM/EGM, 2 ad hoc, and 2 halt/suspension. ## Auditor The auditor of record is GBQ Partners LLC, located in Columbus, Ohio. The record holds no auditor changes. ## Events and halts The record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted. ## Orderability The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, with the chapter as of 2026-11-04. ## Coverage The issuer's investor-relations page names 2 research houses: A.G.P. / Alliance Global Partners and Cantor Fitzgerald. ## Open research No openly published research notes were found for the issuer. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for the issuer. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12. ## Sources 10 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://mapping.gleif.org/api/v2/isin-lei/latest (identity.isin) - https://data.sec.gov/submissions/CIK0001775194.json (identity.jurisdiction) - https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei) - https://mcp.us-cm-kg.ai/events/NASDAQ/UPXI (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://www.sec.gov/Archives/edgar/data/1775194/000147793226005668/upxi_10k.htm (the auditor) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://ir.upexi.com/stock-data/analyst-coverage (coverage) - https://mcp.us-cm-kg.ai/record/NASDAQ/UPXI (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NASDAQ/UPXI · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp