The page is the record's research on the issuer — no analyst, no rating, no view.

# WhiteHorse Finance, Inc. (NASDAQ: WHF) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

WhiteHorse Finance, Inc. is listed on NASDAQ under ticker WHF, with ISIN US96524V1061 and LEI 5493006LP9COIV2ZIB05. Its security type is Corporate, incorporated in the United States, Delaware. Segment and sector are not on the record. The issuer is listed and not halted.

## The disclosure read

The record holds 44 filings in the twelve months to 2026-11-08, across 35 filing days. The median gap between filing days is 6.0 days. The median latency from latest filing to record date is 5.0 days on NASDAQ, against 25 days for this issuer. The NASDAQ median is 52 filings and a median cadence gap of 6.0 days across 4359 issuers. Sector peer medians are not on the record. The latest filing is dated 2026-10-14 and is of type corporate_news.

## Auditor

The auditor of record is not on the record. The latest annual report cover carries no dei:AuditorName tag. The record holds one auditor change, dated 2026-03-04, and does not give the auditor's location.

## Events and halts

The record holds no listing, delisting or name change lines. The domicile change is not on the record, because EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, because exchange tier transfers are not EDGAR filings. The halt flag reads listed, not halted.

## Orderability

The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

Five research houses are named on the issuer's investor-relations page: B. Riley Securities, J.P. Morgan, Ladenburg Thalmann & Co. Inc., Oppenheimer & Co. and Raymond James.

## Open research

No openly published research notes were found on the record.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The record holds sealed years for the issuer in 2021, 2022, 2023, 2024, 2025 and 2026. The earliest sealed date for the US market is 2021-01-04. The live record began on 2026-09-12.

## Sources

9 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001552198.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NASDAQ/WHF (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://whitehorsefinance.com/investors/analyst-coverage/default.aspx (coverage)
- https://mcp.us-cm-kg.ai/record/NASDAQ/WHF (the record)

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