The page is the record's research on the issuer — no analyst, no rating, no view.

# WhiteHorse Finance, Inc. (NASDAQ: WHFCL) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is WhiteHorse Finance, Inc., listed on NASDAQ under ticker WHFCL, with ISIN US96524V4032 and LEI 5493006LP9COIV2ZIB05. Its security type is Corporate and its jurisdiction is United States, Delaware. Segment and sector are not on the record. Its listing status is listed, not halted.

## The disclosure read

The record holds 44 filings across 35 filing days in the window 2025-11-08 to 2026-11-08. The median gap between filing days is 6.0 days, against a NASDAQ median of 6.0 days across 4359 issuers. Days from the latest filing to the record date are 25, against a NASDAQ median of 5.0 days. The median filings per issuer on NASDAQ is 52. The sector median is not on the record. The latest filing is dated 2026-10-14 and is of type corporate_news.

## Auditor

The auditor of record is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor location is not on the record. The record holds one auditor change, dated 2026-03-04.

## Events and halts

The record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.

## Orderability

The outcome is not determinable, because the chapter's orderability section carries no client categories and the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations pages read. The count is 0.

## Open research

No openly published research notes were found on the record. The count is 0.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for the issuer. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001552198.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NASDAQ/WHFCL (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NASDAQ/WHFCL (the record)

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