The page is the record's research on the issuer — no analyst, no rating, no view.

# WINTRUST FINANCIAL CORP (NASDAQ: WTFC) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is WINTRUST FINANCIAL CORP, listed on NASDAQ under ticker WTFC, with ISIN US97650W1080 and LEI Q774KI4AW80FHFW33O61. Its security type is Corporate, its sector is 6022 State Commercial Banks, and its jurisdiction is United States — Illinois. Its segment is not on the record. Its listing status is listed, not halted.

## The disclosure read

The record holds 132 filings across 47 filing days in the window 2025-11-08 to 2026-11-08. The median gap between filing days is 3.0 days, and the median latency from the latest filing to the record date is 3 days. For NASDAQ the median cadence gap is 6.0 days and the median latency is 5.0 days, with a median of 52 filings across 4359 issuers. For the sector 6022 State Commercial Banks the median cadence gap is 5.0 days and the median latency is 3.0 days, with a median of 87.5 filings across 214 issuers. The latest filing is dated 2026-11-05 and is of type regulatory_filing.

## Auditor

The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. Its location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting or name change lines. The domicile change is not on the record, because EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, because the exchanges' tier transfers are not EDGAR filings. The issuer is listed, not halted.

## Orderability

The outcome is not determinable under rule version acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, as of 2026-11-04. The chapter's orderability section carries no client_categories, so the outcome cannot name its client category.

## Coverage

No research houses were found on the issuer's investor-relations pages read. The count is 0.

## Open research

No openly published research notes were found on the record. The count is 0.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The record holds sealed filings for the issuer in the years 2021, 2022, 2023, 2024, 2025 and 2026. The earliest sealed date of the market is 2021-01-04. The live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001015328.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NASDAQ/WTFC (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NASDAQ/WTFC (the record)

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