The page is the record's research on the issuer — no analyst, no rating, no view.

# Virtus Artificial Intelligence & Technology Opportunities Fund (NYSE: AIO) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is Virtus Artificial Intelligence & Technology Opportunities Fund, listed on NYSE under ticker AIO, with ISIN US92838Y1001 and LEI 549300ZE8QERJKXOVW89. Its security type is recorded as non-operating entity type (other). Segment and sector are not on the record. Jurisdiction is United States, Massachusetts. Status is listed, not halted.

## The disclosure read

The record holds 19 filings in the twelve months to 2026-11-08, across 16 filing days. The filings comprise 1 agm_egm, 7 directors_dealings and 11 regulatory_filing. The median gap between filing days is 9 days. The latest filing is dated 2026-10-08, 31 days before the record date, and is of type regulatory_filing. NYSE issuers on the record have a median of 64.0 filings, a median cadence gap of 6.0 days and a median latency of 4.0 days. Sector peer figures are not on the record for this market.

## Auditor

The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record. No auditor changes are on the record.

## Events and halts

The record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.

## Orderability

The outcome is not determinable for this issuer. The chapter's orderability section carries no client_categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations page.

## Open research

No openly published research notes were found on the record.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The issuer's years sealed are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001778114.json (identity.jurisdiction)
- https://api.gleif.org/api/v1/lei-records/549300ZE8QERJKXOVW89 (identity.lei)
- https://mcp.us-cm-kg.ai/events/NYSE/AIO (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NYSE/AIO (the record)

---
Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/AIO · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp
