The page is the record's research on the issuer — no analyst, no rating, no view.

# AMERIPRISE FINANCIAL INC (NYSE: AMP) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is AMERIPRISE FINANCIAL INC, listed on NYSE under ticker AMP, ISIN US03076C1062, LEI 6ZLKQF7QB6JAEKQS5388. Its security type is Corporate, its segment is not on the record, its sector is 6282 Investment Advice, and its jurisdiction is United States — Delaware. The issuer is listed and not halted.

## The disclosure read

The record holds 208 filings in the window 2025-11-08 to 2026-11-08, on 58 filing days. The median gap between filing days is 3 days. The latest filing is dated 2026-11-05, 3 days before the record date, and is of type directors_dealings. Exchange peers on NYSE show a median cadence gap of 6.0 days, a median of 64.0 filings and a median latency of 4.0 days. Sector peers in 6282 Investment Advice show a median cadence gap of 5.0 days, a median of 79 filings and a median latency of 3 days.

## Auditor

The auditor of record is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The issuer is listed, not halted.

## Orderability

The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations pages read.

## Open research

No openly published research notes were found on the record.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The vintage is sealed. The sealed years holding the issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0000820027.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NYSE/AMP (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NYSE/AMP (the record)

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