The page is the record's research on the issuer — no analyst, no rating, no view. # UBS AG (NYSE: AMUB) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is UBS AG, listed on the NYSE under ticker AMUB, with ISIN US90274D3742 and LEI BFM8T61CT2L1QCEMIK50. Its security type is recorded as non-operating entity type (other), and its sector is 6021 National Commercial Banks. Its jurisdiction is Switzerland, its segment is not on the record, and its listing status is listed, not halted. ## The disclosure read The record holds 13914 filings in the twelve months to 2026-11-08, across 246 filing days. Of these, 13765 are prospectus, 101 are regulatory filing, 47 are results, and 1 is halt suspension. The median gap between filing days is 1 day, and the latest filing is dated 2026-11-06, two days before the record date, and is of type prospectus. The NYSE median cadence gap is 6.0 days with a median of 64.0 filings and a median latency of 4.0 days across 3256 issuers. The sector median cadence gap is 4 days with a median of 137 filings and a median latency of 2 days across 177 issuers. ## Auditor The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag, as is the case for foreign private issuers and older filings. The auditor's location is not on the record, and the record holds no auditor changes. ## Events and halts The record holds one lifecycle line: a delisting dated 2026-08-19. No listing, name change, or segment move is on the record. The domicile change is not on the record, because EDGAR states no dated change of state of incorporation on a filing line, and the segment move is not on the record because exchange tier transfers are not EDGAR filings. The halt flag reads listed, not halted. ## Orderability The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04. ## Coverage The issuer's investor-relations page names 19 research houses: Autonomous, Barclays, Citi, Deutsche Bank, Exane BNP Paribas, Goldman Sachs, Jefferies, J.P. Morgan, Keefe, Bruyette & Woods, Kepler Cheuvreux, Mediobanca, Morgan Stanley, Morningstar, Oddo, RBC, Redburn, Santander, Vontobel, and ZKB. ## Open research No openly published research notes were found on the record. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for this issuer. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12. The market's vintage is sealed. ## Sources 9 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin) - https://data.sec.gov/submissions/CIK0001114446.json (identity.jurisdiction) - https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei) - https://mcp.us-cm-kg.ai/events/NYSE/AMUB (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html (coverage) - https://mcp.us-cm-kg.ai/record/NYSE/AMUB (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/AMUB · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp