The page is the record's research on the issuer — no analyst, no rating, no view. # ALGONQUIN POWER & UTILITIES CORP. (NYSE: AQN) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is ALGONQUIN POWER & UTILITIES CORP., listed on NYSE under ticker AQN. ISIN US0158571051. LEI not on the record (no GLEIF record with the exact legal name in jurisdiction US-A6). Security type: non-operating entity type (other). Segment not on the record. Sector: 4911 Electric Services. Jurisdiction: Ontario, Canada. Listing status: listed, not halted. ## The disclosure read The record holds 23 filings in the twelve months to 2026-11-08, across 21 filing days, of which 8 are regulatory filings and 15 are results. The median gap between filing days is 8.0 days. The latest filing is dated 2026-11-06, a results filing, 2 days before the record date. The NYSE median cadence gap is 6.0 days across 3256 issuers, with a median of 64.0 filings and a median latency of 4.0 days. The sector median cadence gap for 4911 Electric Services is 4.5 days across 94 issuers, with a median of 73.0 filings and a median latency of 4.0 days. ## Auditor The auditor is not on the record: the latest annual report cover carries no dei:AuditorName tag, as foreign private issuers and older filings carry none. Auditor location is not on the record. The record holds no auditor changes. ## Events and halts The record holds no listing, delisting or name change lines. Domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. Segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads: listed, not halted. ## Orderability The orderability outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, with the chapter as of 2026-11-04. ## Coverage No research houses were found on the issuer's own investor-relations page. ## Open research No openly published research notes were found on the record. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The sealed years holding the issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12. ## Sources 7 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin) - https://data.sec.gov/submissions/CIK0001174169.json (identity.jurisdiction) - https://mcp.us-cm-kg.ai/events/NYSE/AQN (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NYSE/AQN (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/AQN · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp