ASA Gold & Precious Metals Ltd (ASA) — research page
US · us-cm-kg/NYSE/ASA · as of 2026-11-08
Identity and listing
ASA Gold & Precious Metals Ltd is listed on NYSE under ticker ASA. Its ISIN is USG3156P1033 and its LEI is not on the record, as no GLEIF record carries the exact legal name in jurisdiction US-DE. The security type is Non-operating entity type (other), the jurisdiction is United States, Delaware, the segment and sector are not on the record, and the listing status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | ASA Gold & Precious Metals Ltd | source · 2026-11-08 |
| exchange | NYSE | source · 2026-11-08 |
| ticker | ASA | source · 2026-11-08 |
| ISIN | USG3156P1033 | source · 2026-09-23 |
| LEI | not on the record | |
| security type | Non-operating entity type (other) | source · 2026-11-08 |
| segment | not on the record | |
| sector | not on the record | |
| jurisdiction | United States — Delaware | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 80 filings in the twelve months from 2025-11-08 to 2026-11-08, across 70 filing days. The breakdown is 3 corporate news, 40 directors' dealings and 37 regulatory filings. The median gap between filing days is 3 days, and the latest filing, a regulatory filing, is dated 2026-11-05, 3 days before the record date of 2026-11-08. For NYSE the record holds 3256 issuers with a median of 64.0 filings, a median cadence gap of 6.0 days and a median latency of 4.0 days. The sector peer figures are not on the record for the US market.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 80 | 3 | 3 |
| exchange median: NYSE (3256 issuers) | 64 | 6 | 4 |
| date | type | category | filing |
|---|---|---|---|
| 2026-11-05 | regulatory_filing | N-14 8C/A | N-14 8C/A |
| 2026-10-28 | regulatory_filing | NPORT-P | NPORT-P |
| 2026-10-23 | regulatory_filing | PREC14A | PREC14A |
| 2026-10-23 | regulatory_filing | N-14 8C/A | N-14 8C/A |
| 2026-10-19 | regulatory_filing | DFAN14A | DFAN14A — SOLICITING MATERIAL PURSUANT TO 240.14A-12 |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor is not on the record, as the latest annual report cover carries no dei:AuditorName tag, and its location is not on the record. The record holds no auditor changes.
Events and halts
The record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line, and the segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.
Orderability
The outcome is not determinable, as the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the issuer's investor-relations pages, and the count is 0.
Open research
No openly published research notes were found on the record, and the count is 0.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The issuer's sealed years are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.
Sources
7 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0001230869.json (identity.jurisdiction)
- 10.4
- https://mcp.us-cm-kg.ai/events/NYSE/ASA (the disclosure lines)
- 10.5
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.6
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.7
- https://mcp.us-cm-kg.ai/record/NYSE/ASA (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getissuer.ai/mcp with {"isin":"USG3156P1033"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:f96c175465506bca.