The page is the record's research on the issuer — no analyst, no rating, no view.

# AVINO SILVER & GOLD MINES LTD (NYSE: ASM) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

AVINO SILVER & GOLD MINES LTD is listed on the NYSE under ticker ASM, with ISIN US0539061038. The LEI is not on the record. The security type is recorded as non-operating entity type (other), the sector as 1000 Metal Mining, and the segment and jurisdiction are not on the record. The issuer's listing status is listed, not halted.

## The disclosure read

The record holds 32 filings on 24 filing days in the window 2025-11-08 to 2026-11-08, comprising 1 prospectus, 3 regulatory filings and 28 results. The median gap between filing days is 10 days. The latest filing is dated 2026-11-04 and is a results filing, 4 days before the record date 2026-11-08. On the NYSE the median cadence gap is 6.0 days, the median filings count is 64.0 and the median latency is 4.0 days across 3256 issuers. In the 1000 Metal Mining sector the median cadence gap is 6.5 days, the median filings count is 46.0 and the median latency is 6.0 days across 54 issuers.

## Auditor

The auditor of record is not on the record, because the latest annual report cover carries no auditor name tag. The auditor's location is not on the record, and the record holds no auditor changes.

## Events and halts

The record holds no listing, delisting or name change events. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag is listed, not halted.

## Orderability

The outcome is not determinable under rule version acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, as of chapter date 2026-11-04. The chapter's orderability section carries no client categories, so the outcome cannot name its client category.

## Coverage

The issuer's investor-relations page names 4 research houses: H.C. Wainwright & Co., Alliance Global Partners, Roth Capital Partners and Cantor Fitzgerald Canada.

## Open research

No openly published research notes were found on the record.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The record is sealed for the issuer's years 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0000316888.json (identity.name)
- https://mcp.us-cm-kg.ai/events/NYSE/ASM (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://www.avino.com/investors (coverage)
- https://mcp.us-cm-kg.ai/record/NYSE/ASM (the record)

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