{ "as_of": "2026-11-08", "cmr": "us-cm-kg/NYSE/AVK", "fence": "The page is the record's research on the issuer — no analyst, no rating, no view.", "markdown": "The page is the record's research on the issuer — no analyst, no rating, no view.\n\n# ADVENT CONVERTIBLE & INCOME FUND (NYSE: AVK) — research page\n\nAs of 2026-11-08 · us-cm-kg · record version 1\n\n## Identity and listing\n\nThe issuer is ADVENT CONVERTIBLE & INCOME FUND, listed on the NYSE under ticker AVK, with ISIN US00764C1099 and LEI ZEFY1K43K8JK66NIVK50. Its security type is recorded as non-operating entity type (other), its jurisdiction as United States, Delaware, and its status as listed, not halted. Its segment and sector are not on the record.\n\n## The disclosure read\n\nThe record holds 11 filings across 10 filing days in the window 2025-11-08 to 2026-11-08, of which 1 is agm_egm, 1 is corporate_news and 9 are regulatory_filing. The median gap between filing days is 15 days, and the latest filing, dated 2026-09-29, is a regulatory_filing, 40 days before the record date. For the NYSE the record holds 3256 issuers, a median of 64.0 filings, a median cadence gap of 6.0 days and a median latency of 4.0 days. The sector peer figures are not on the record for the US market.\n\n## Auditor\n\nThe auditor is not on the record, as the latest annual report cover carries no dei:AuditorName tag, and the auditor's location is not on the record. The record holds no auditor changes.\n\n## Events and halts\n\nThe record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line, and the segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.\n\n## Orderability\n\nThe outcome is not determinable, as the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.\n\n## Coverage\n\nNo research houses were found on the issuer's own investor-relations page.\n\n## Open research\n\nNo openly published research notes were found on the record.\n\n## Licensed\n\nLicensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.\n\n## As-of depth\n\nThe record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for this issuer. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.\n\n## Sources\n\n8 source pages are named on this page; every value above carries its own source page and read date in the numbers.\n\n- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)\n- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)\n- https://data.sec.gov/submissions/CIK0001219120.json (identity.jurisdiction)\n- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)\n- https://mcp.us-cm-kg.ai/events/NYSE/AVK (the disclosure lines)\n- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)\n- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)\n- https://mcp.us-cm-kg.ai/record/NYSE/AVK (the record)\n", "market": "US", "node": "us-cm-kg", "numbers": { "as_of_depth": { "issuer_years_sealed": [ "2021", "2022", "2023", "2024", "2025", "2026" ], "live_record_began": "2026-09-12", "node_history_from": "2021-01-04", "node_years_sealed": [ "2021", "2022", "2023", "2024", "2025", "2026" ], "record_version": 1, "sealed": true }, "auditor": { "auditor": { "market": "US", "reason": "no dei:AuditorName tag on the latest annual report cover (foreign private issuers and older filings carry none)", "state": "not_on_record" }, "auditor_firm_id": { "market": "US", "state": "not_on_record" }, "auditor_location": { "market": "US", "state": "not_on_record" }, "changes": [] }, "cmr": "us-cm-kg/NYSE/AVK", "coverage": { "count": 0, "houses": [], "pages_checked": [], "read_by": "Perplexity sonar (search) · page read by this rail", "read_date": "2026-11-11", "since": null, "state": "none_found" }, "disclosure": { "against": { "exchange": { "issuers": 3256, "median_cadence_gap_days": 6, "median_filings": 64, "median_latency_days": 4, "name": "NYSE" }, "sector": { "market": "US", "state": "not_on_record" } }, "by_type": { "agm_egm": 1, "corporate_news": 1, "regulatory_filing": 9 }, "cadence_median_gap_days": 15, "filing_days": 10, "filings": 11, "latency_days": 40, "latest": [ { "category": "NPORT-P", "date": "2026-09-29", "source": "https://www.sec.gov/Archives/edgar/data/1219120/000094040026039187/xslFormNPORT-P_X01/primary_doc.xml", "title": "NPORT-P", "type": "regulatory_filing" }, { "category": "N-PX", "date": "2026-08-24", "source": "https://www.sec.gov/Archives/edgar/data/1219120/000182126826000152/xslN-PX_X01/primary_doc.xml", "title": "N-PX", "type": "regulatory_filing" }, { "category": "DEF 14A", "date": "2026-08-19", "source": "https://www.sec.gov/Archives/edgar/data/1219120/000182126826000147/gug90109avk.htm", "title": "DEF 14A — AVK", "type": "agm_egm" }, { "category": "N-CSRS", "date": "2026-07-01", "source": "https://www.sec.gov/Archives/edgar/data/1219120/000152862126000685/gugavk.htm", "title": "N-CSRS — AVK", "type": "regulatory_filing" }, { "category": "NPORT-P", "date": "2026-06-26", "source": "https://www.sec.gov/Archives/edgar/data/1219120/000094040026026147/xslFormNPORT-P_X01/primary_doc.xml", "title": "NPORT-P", "type": "regulatory_filing" } ], "latest_filing_date": "2026-09-29", "read": "the node's event lines (list_events_since), as get_filings serves them", "source": "https://mcp.us-cm-kg.ai/events/NYSE/AVK", "window": { "from": "2025-11-08", "to": "2026-11-08" } }, "identity": { "exchange": { "read_by": "EDGAR company_tickers_exchange.json (SEC list of exchange-listed filers)", "read_date": "2026-11-08", "read_date_basis": "the record version as_of", "source": "https://www.sec.gov/files/company_tickers_exchange.json", "state": "sourced", "value": "NYSE" }, "isin": { "read_by": "SEC Fails-to-Deliver data (CUSIP for the symbol) · ISIN = US + CUSIP + ISO 6166 check digit", "read_date": "2026-09-14", "read_date_basis": "last_seen", "source": "https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data", "state": "sourced", "value": "US00764C1099" }, "jurisdiction": { "read_by": "EDGAR submissions API (issuer header as filed) (stateOfIncorporation)", "read_date": "2026-11-08", "read_date_basis": "the record version as_of", "source": "https://data.sec.gov/submissions/CIK0001219120.json", "state": "sourced", "value": "United States — Delaware" }, "lei": { "read_by": "GLEIF ISIN-to-LEI mapping file (daily), LEI by exact ISIN", "read_date": "2026-11-08", "read_date_basis": "the field", "source": "https://mapping.gleif.org/api/v2/isin-lei/latest/download (ISIN US00764C1099)", "state": "sourced", "value": "ZEFY1K43K8JK66NIVK50" }, "name": { "read_by": "EDGAR submissions API (issuer header as filed)", "read_date": "2026-11-08", "read_date_basis": "the record version as_of", "source": "https://data.sec.gov/submissions/CIK0001219120.json", "state": "sourced", "value": "ADVENT CONVERTIBLE & INCOME FUND" }, "sector": { "market": "US", "state": "not_on_record" }, "security_type": { "read_by": "EDGAR submissions API (issuer header as filed)", "read_date": "2026-11-08", "read_date_basis": "the record version as_of", "source": "https://data.sec.gov/submissions/CIK0001219120.json", "state": "sourced", "value": "Non-operating entity type (other)" }, "segment": { "market": "US", "state": "not_on_record" }, "ticker": { "read_by": "EDGAR company_tickers_exchange.json (SEC list of exchange-listed filers)", "read_date": "2026-11-08", "read_date_basis": "the record version as_of", "source": "https://www.sec.gov/files/company_tickers_exchange.json", "state": "sourced", "value": "AVK" }, "website": { "market": "US", "state": "not_on_record" } }, "licensed": { "columns": [ "licensor", "entitlement", "title", "date", "source" ], "rows": [], "rule": "A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded." }, "lifecycle": { "delisting": [], "domicile_change": { "market": "US", "reason": "EDGAR states no dated change of state of incorporation on a filing line", "state": "not_on_record" }, "listing": [], "name_change": [], "segment_move": { "market": "US", "reason": "the exchanges' tier transfers are not EDGAR filings", "state": "not_on_record" } }, "market": "US", "node": "us-cm-kg", "numbers_hash": "sha256:e566bdcd726789cba2d5800ade2d896700cee388eac3e184ca522f0c5de739cd", "open_research": { "read_date": "2026-11-11", "rows": [], "state": "none_found" }, "orderability": { "chapter_as_of": "2026-11-04", "client_categories": [], "determinable": false, "read": { "chapter": "https://mcp.us-cm-kg.ai/book/aio.json", "door": "https://mcp.us-cm-kg.ai/mcp", "tool": "get_orderability" }, "reason": "the chapter's orderability section carries no client_categories: the outcome cannot name its client category", "rule_version": "acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1", "section": "us.aio.v8" }, "record": { "as_of": "2026-11-08", "url": "https://mcp.us-cm-kg.ai/record/NYSE/AVK", "version": 1 }, "schema": "research-numbers v0.1 (USR-01, 2026-11-11)", "status": { "read_date": "2026-11-08", "source": "https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts", "value": "listed, not halted" } }, "numbers_hash": "sha256:e566bdcd726789cba2d5800ade2d896700cee388eac3e184ca522f0c5de739cd", "path": "/us/NYSE/AVK", "schema": "research-page v0.1 (USR-02, 2026-11-11)", "sections": [ { "id": "identity", "text": "The issuer is ADVENT CONVERTIBLE & INCOME FUND, listed on the NYSE under ticker AVK, with ISIN US00764C1099 and LEI ZEFY1K43K8JK66NIVK50. Its security type is recorded as non-operating entity type (other), its jurisdiction as United States, Delaware, and its status as listed, not halted. Its segment and sector are not on the record.", "title": "Identity and listing" }, { "id": "disclosure", "text": "The record holds 11 filings across 10 filing days in the window 2025-11-08 to 2026-11-08, of which 1 is agm_egm, 1 is corporate_news and 9 are regulatory_filing. The median gap between filing days is 15 days, and the latest filing, dated 2026-09-29, is a regulatory_filing, 40 days before the record date. For the NYSE the record holds 3256 issuers, a median of 64.0 filings, a median cadence gap of 6.0 days and a median latency of 4.0 days. The sector peer figures are not on the record for the US market.", "title": "The disclosure read" }, { "id": "auditor", "text": "The auditor is not on the record, as the latest annual report cover carries no dei:AuditorName tag, and the auditor's location is not on the record. The record holds no auditor changes.", "title": "Auditor" }, { "id": "events", "text": "The record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line, and the segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.", "title": "Events and halts" }, { "id": "orderability", "text": "The outcome is not determinable, as the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.", "title": "Orderability" }, { "id": "coverage", "text": "No research houses were found on the issuer's own investor-relations page.", "title": "Coverage" }, { "id": "open_research", "text": "No openly published research notes were found on the record.", "title": "Open research" }, { "id": "licensed", "text": "Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.", "title": "Licensed" }, { "id": "depth", "text": "The record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for this issuer. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.", "title": "As-of depth" }, { "id": "sources", "text": "8 source pages are named on this page; every value above carries its own source page and read date in the numbers.", "title": "Sources" } ], "sources": [ { "for": "identity.exchange", "source": "https://www.sec.gov/files/company_tickers_exchange.json" }, { "for": "identity.isin", "source": "https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data" }, { "for": "identity.jurisdiction", "source": "https://data.sec.gov/submissions/CIK0001219120.json" }, { "for": "identity.lei", "source": "https://mapping.gleif.org/api/v2/isin-lei/latest/download" }, { "for": "the disclosure lines", "source": "https://mcp.us-cm-kg.ai/events/NYSE/AVK" }, { "for": "the halt flag", "source": "https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts" }, { "for": "the orderability chapter", "source": "https://mcp.us-cm-kg.ai/book/aio.json" }, { "for": "the record", "source": "https://mcp.us-cm-kg.ai/record/NYSE/AVK" } ], "title": "ADVENT CONVERTIBLE & INCOME FUND (AVK) — research page", "writer": { "by": "Claude through the platform account, Haiku class; one pass; checked against the numbers", "engine": "claude-haiku-5-5" } }