The page is the record's research on the issuer — no analyst, no rating, no view.

# Axos Financial, Inc. (NYSE: AX) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is Axos Financial, Inc., listed on the NYSE under ticker AX, with ISIN US05465C1009 and LEI 529900D8M56422GK9O25. The security type is Corporate and the segment is not on the record. The sector is 6035 Savings Institution, Federally Chartered and the jurisdiction is United States — Delaware. The issuer is listed and not halted.

## The disclosure read

The record holds 107 filings in the window 2025-11-08 to 2026-11-08, across 52 filing days. The median gap between filing days is 4 days. The latest filing is dated 2026-11-05 and is of type regulatory_filing, 3 days before the record date of 2026-11-08. On the NYSE the median cadence gap is 6.0 days, the median filings are 64.0, and the median latency is 4.0 days across 3256 issuers. In the sector the median cadence gap is 6.0 days, the median filings are 53.5, and the median latency is 5.0 days across 34 issuers. The issuer's filings by type are: directors_dealings 58, regulatory_filing 24, corporate_news 11, results 8, agm_egm 3, takeover 2, director_change 1.

## Auditor

The auditor of record is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor location is not on the record. The record carries no auditor changes.

## Events and halts

The record holds two listing lines, both dated 2026-08-25. It holds no delisting, name change, or segment move lines. The domicile change is not on the record, because EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, because the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.

## Orderability

The outcome is not determinable under rule version acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, chapter as of 2026-11-04. The chapter's orderability section carries no client_categories, so the outcome cannot name its client category.

## Coverage

No research houses were found on the issuer's own investor-relations page.

## Open research

No openly published research notes were found on the record.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for the issuer. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001299709.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NYSE/AX (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NYSE/AX (the record)

---
Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/AX · public-record only · the same page signed and receipted: get_research at https://mcp.getissuer.ai/mcp