{
 "as_of": "2026-11-08",
 "cmr": "us-cm-kg/NYSE/AZN",
 "fence": "The page is the record's research on the issuer — no analyst, no rating, no view.",
 "markdown": "The page is the record's research on the issuer — no analyst, no rating, no view.\n\n# ASTRAZENECA PLC (NYSE: AZN) — research page\n\nAs of 2026-11-08 · us-cm-kg · record version 1\n\n## Identity and listing\n\nThe issuer is ASTRAZENECA PLC, listed on NYSE under ticker AZN. Its ISIN is USG0593M1074 and its LEI is not on the record. Its security type is recorded as non-operating entity type (other), and its segment is not on the record. Its sector is 2834 Pharmaceutical Preparations and its jurisdiction is the United Kingdom. Its status is listed, not halted.\n\n## The disclosure read\n\nThe record holds 140 filings in the twelve months from 2025-11-08 to 2026-11-08, across 90 filing days. Of these, 112 are results, 14 are regulatory filings, 8 are directors' dealings, 4 are halt or suspension notices, and 2 are prospectuses. The median gap between filing days is 3 days. The latest filing is a results filing dated 2026-11-02, 6 days before the record date. The NYSE median cadence gap is 6.0 days across 3256 issuers, with a median of 64.0 filings and a median latency of 4.0 days. The sector median cadence gap is 6.0 days across 526 issuers, with a median of 63.0 filings and a median latency of 4.0 days.\n\n## Auditor\n\nThe auditor is not on the record, because the latest annual report cover carries no auditor name tag, and foreign private issuers and older filings carry none. The auditor's location is not on the record. The record holds no auditor changes.\n\n## Events and halts\n\nThe record holds four delisting lines, dated 2025-11-14, 2026-01-30, 2026-04-08 and 2026-05-28. It holds six listing lines, dated 2026-01-22 (four lines), 2026-03-03 and 2026-03-04. No name change is on the record. No domicile change is on the record, as EDGAR states no dated change of state of incorporation on a filing line. No segment move is on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.\n\n## Orderability\n\nThe outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.\n\n## Coverage\n\nNo research houses were found on the issuer's own investor-relations page.\n\n## Open research\n\nNo openly published research notes were found on the record.\n\n## Licensed\n\nLicensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.\n\n## As-of depth\n\nThe record holds sealed years for this issuer for 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.\n\n## Sources\n\n7 source pages are named on this page; every value above carries its own source page and read date in the numbers.\n\n- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)\n- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)\n- https://data.sec.gov/submissions/CIK0000901832.json (identity.jurisdiction)\n- https://mcp.us-cm-kg.ai/events/NYSE/AZN (the disclosure lines)\n- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)\n- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)\n- https://mcp.us-cm-kg.ai/record/NYSE/AZN (the record)\n",
 "market": "US",
 "node": "us-cm-kg",
 "numbers": {
  "as_of_depth": {
   "issuer_years_sealed": [
    "2021",
    "2022",
    "2023",
    "2024",
    "2025",
    "2026"
   ],
   "live_record_began": "2026-09-12",
   "node_history_from": "2021-01-04",
   "node_years_sealed": [
    "2021",
    "2022",
    "2023",
    "2024",
    "2025",
    "2026"
   ],
   "record_version": 1,
   "sealed": true
  },
  "auditor": {
   "auditor": {
    "market": "US",
    "reason": "no dei:AuditorName tag on the latest annual report cover (foreign private issuers and older filings carry none)",
    "state": "not_on_record"
   },
   "auditor_firm_id": {
    "market": "US",
    "state": "not_on_record"
   },
   "auditor_location": {
    "market": "US",
    "state": "not_on_record"
   },
   "changes": []
  },
  "cmr": "us-cm-kg/NYSE/AZN",
  "coverage": {
   "count": 0,
   "houses": [],
   "pages_checked": [],
   "read_by": "Perplexity sonar (search) · page read by this rail",
   "read_date": "2026-11-11",
   "since": null,
   "state": "none_found"
  },
  "disclosure": {
   "against": {
    "exchange": {
     "issuers": 3256,
     "median_cadence_gap_days": 6,
     "median_filings": 64,
     "median_latency_days": 4,
     "name": "NYSE"
    },
    "sector": {
     "issuers": 526,
     "median_cadence_gap_days": 6,
     "median_filings": 63,
     "median_latency_days": 4,
     "name": "2834 Pharmaceutical Preparations"
    }
   },
   "by_type": {
    "directors_dealings": 8,
    "halt_suspension": 4,
    "prospectus": 2,
    "regulatory_filing": 14,
    "results": 112
   },
   "cadence_median_gap_days": 3,
   "filing_days": 90,
   "filings": 140,
   "latency_days": 6,
   "latest": [
    {
     "category": "6-K",
     "date": "2026-11-02",
     "source": "https://www.sec.gov/Archives/edgar/data/901832/000165495426009359/a2828b.htm",
     "title": "6-K — ADMISSION OF FURTHER SECURITIES TO TRADING",
     "type": "results"
    },
    {
     "category": "6-K",
     "date": "2026-11-02",
     "source": "https://www.sec.gov/Archives/edgar/data/901832/000165495426009357/a2825b.htm",
     "title": "6-K — TOTAL VOTING RIGHTS",
     "type": "results"
    },
    {
     "category": "6-K",
     "date": "2026-10-30",
     "source": "https://www.sec.gov/Archives/edgar/data/901832/000165495426009256/a0835b.htm",
     "title": "6-K — 3RD QUARTER RESULTS",
     "type": "results"
    },
    {
     "category": "6-K",
     "date": "2026-10-27",
     "source": "https://www.sec.gov/Archives/edgar/data/901832/000165495426009155/a6054a.htm",
     "title": "6-K — ENHERTU APPROVED IN EU FOR HER2-POSITIVE EBC",
     "type": "results"
    },
    {
     "category": "6-K",
     "date": "2026-10-22",
     "source": "https://www.sec.gov/Archives/edgar/data/901832/000165495426009093/a9580z.htm",
     "title": "6-K — ULTOMIRIS APPROVED IN US IN IGAN",
     "type": "results"
    }
   ],
   "latest_filing_date": "2026-11-02",
   "read": "the node's event lines (list_events_since), as get_filings serves them",
   "source": "https://mcp.us-cm-kg.ai/events/NYSE/AZN",
   "window": {
    "from": "2025-11-08",
    "to": "2026-11-08"
   }
  },
  "identity": {
   "exchange": {
    "read_by": "EDGAR company_tickers_exchange.json (SEC list of exchange-listed filers)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://www.sec.gov/files/company_tickers_exchange.json",
    "state": "sourced",
    "value": "NYSE"
   },
   "isin": {
    "read_by": "SEC Fails-to-Deliver data (CUSIP for the symbol) · ISIN = US + CUSIP + ISO 6166 check digit",
    "read_date": "2026-10-14",
    "read_date_basis": "last_seen",
    "source": "https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data",
    "state": "sourced",
    "value": "USG0593M1074"
   },
   "jurisdiction": {
    "read_by": "EDGAR submissions API (issuer header as filed) (stateOfIncorporation)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://data.sec.gov/submissions/CIK0000901832.json",
    "state": "sourced",
    "value": "United Kingdom"
   },
   "lei": {
    "market": "US",
    "reason": "no GLEIF record with the exact legal name in jurisdiction US-X0",
    "state": "not_on_record"
   },
   "name": {
    "read_by": "EDGAR submissions API (issuer header as filed)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://data.sec.gov/submissions/CIK0000901832.json",
    "state": "sourced",
    "value": "ASTRAZENECA PLC"
   },
   "sector": {
    "read_by": "EDGAR submissions API (issuer header as filed) (SIC code as assigned by the SEC)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://data.sec.gov/submissions/CIK0000901832.json",
    "state": "sourced",
    "value": "2834 Pharmaceutical Preparations"
   },
   "security_type": {
    "read_by": "EDGAR submissions API (issuer header as filed)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://data.sec.gov/submissions/CIK0000901832.json",
    "state": "sourced",
    "value": "Non-operating entity type (other)"
   },
   "segment": {
    "market": "US",
    "state": "not_on_record"
   },
   "ticker": {
    "read_by": "EDGAR company_tickers_exchange.json (SEC list of exchange-listed filers)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://www.sec.gov/files/company_tickers_exchange.json",
    "state": "sourced",
    "value": "AZN"
   },
   "website": {
    "market": "US",
    "state": "not_on_record"
   }
  },
  "licensed": {
   "columns": [
    "licensor",
    "entitlement",
    "title",
    "date",
    "source"
   ],
   "rows": [],
   "rule": "A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded."
  },
  "lifecycle": {
   "delisting": [
    {
     "date": "2025-11-14",
     "source": "https://www.sec.gov/Archives/edgar/data/901832/000135445725001137/xslF25X02/primary_doc.xml",
     "title": "25-NSE"
    },
    {
     "date": "2026-01-30",
     "source": "https://www.sec.gov/Archives/edgar/data/901832/000110465926008613/tm264197d1_25.htm",
     "title": "25 — FORM 25"
    },
    {
     "date": "2026-04-08",
     "source": "https://www.sec.gov/Archives/edgar/data/901832/000087666126000343/xslF25X02/primary_doc.xml",
     "title": "25-NSE"
    },
    {
     "date": "2026-05-28",
     "source": "https://www.sec.gov/Archives/edgar/data/901832/000087666126000484/xslF25X02/primary_doc.xml",
     "title": "25-NSE"
    }
   ],
   "domicile_change": {
    "market": "US",
    "reason": "EDGAR states no dated change of state of incorporation on a filing line",
    "state": "not_on_record"
   },
   "listing": [
    {
     "date": "2026-01-22",
     "source": "https://www.sec.gov/Archives/edgar/data/901832/000087666126000054/AZN012226.pdf",
     "title": "CERT — NYSE CERTIFICATION"
    },
    {
     "date": "2026-01-22",
     "source": "https://www.sec.gov/Archives/edgar/data/901832/000087666126000055/AZNNotes012226.pdf",
     "title": "CERT — NYSE CERTIFICATION"
    },
    {
     "date": "2026-01-22",
     "source": "https://www.sec.gov/Archives/edgar/data/901832/000110465926005772/tm263731d1_8a12b.htm",
     "title": "8-A12B — 8-A12B"
    },
    {
     "date": "2026-01-22",
     "source": "https://www.sec.gov/Archives/edgar/data/901832/000110465926005799/tm263731d2_8a12b.htm",
     "title": "8-A12B — 8-A12B"
    },
    {
     "date": "2026-03-03",
     "source": "https://www.sec.gov/Archives/edgar/data/901832/000110465926022824/tm267648d1_8a12b.htm",
     "title": "8-A12B — FORM 8-A12B"
    },
    {
     "date": "2026-03-04",
     "source": "https://www.sec.gov/Archives/edgar/data/901832/000087666126000201/AZN31B33A36030426.pdf",
     "title": "CERT — NYSE CERTIFICATION"
    }
   ],
   "name_change": [],
   "segment_move": {
    "market": "US",
    "reason": "the exchanges' tier transfers are not EDGAR filings",
    "state": "not_on_record"
   }
  },
  "market": "US",
  "node": "us-cm-kg",
  "numbers_hash": "sha256:1eb8f147a5e2a564e6041c4b1e9459fea3517aa8834e24a0e2124f810710783b",
  "open_research": {
   "read_date": "2026-11-11",
   "rows": [],
   "state": "none_found"
  },
  "orderability": {
   "chapter_as_of": "2026-11-04",
   "client_categories": [],
   "determinable": false,
   "read": {
    "chapter": "https://mcp.us-cm-kg.ai/book/aio.json",
    "door": "https://mcp.us-cm-kg.ai/mcp",
    "tool": "get_orderability"
   },
   "reason": "the chapter's orderability section carries no client_categories: the outcome cannot name its client category",
   "rule_version": "acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1",
   "section": "us.aio.v8"
  },
  "record": {
   "as_of": "2026-11-08",
   "url": "https://mcp.us-cm-kg.ai/record/NYSE/AZN",
   "version": 1
  },
  "schema": "research-numbers v0.1 (USR-01, 2026-11-11)",
  "status": {
   "read_date": "2026-11-08",
   "source": "https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts",
   "value": "listed, not halted"
  }
 },
 "numbers_hash": "sha256:1eb8f147a5e2a564e6041c4b1e9459fea3517aa8834e24a0e2124f810710783b",
 "path": "/us/NYSE/AZN",
 "schema": "research-page v0.1 (USR-02, 2026-11-11)",
 "sections": [
  {
   "id": "identity",
   "text": "The issuer is ASTRAZENECA PLC, listed on NYSE under ticker AZN. Its ISIN is USG0593M1074 and its LEI is not on the record. Its security type is recorded as non-operating entity type (other), and its segment is not on the record. Its sector is 2834 Pharmaceutical Preparations and its jurisdiction is the United Kingdom. Its status is listed, not halted.",
   "title": "Identity and listing"
  },
  {
   "id": "disclosure",
   "text": "The record holds 140 filings in the twelve months from 2025-11-08 to 2026-11-08, across 90 filing days. Of these, 112 are results, 14 are regulatory filings, 8 are directors' dealings, 4 are halt or suspension notices, and 2 are prospectuses. The median gap between filing days is 3 days. The latest filing is a results filing dated 2026-11-02, 6 days before the record date. The NYSE median cadence gap is 6.0 days across 3256 issuers, with a median of 64.0 filings and a median latency of 4.0 days. The sector median cadence gap is 6.0 days across 526 issuers, with a median of 63.0 filings and a median latency of 4.0 days.",
   "title": "The disclosure read"
  },
  {
   "id": "auditor",
   "text": "The auditor is not on the record, because the latest annual report cover carries no auditor name tag, and foreign private issuers and older filings carry none. The auditor's location is not on the record. The record holds no auditor changes.",
   "title": "Auditor"
  },
  {
   "id": "events",
   "text": "The record holds four delisting lines, dated 2025-11-14, 2026-01-30, 2026-04-08 and 2026-05-28. It holds six listing lines, dated 2026-01-22 (four lines), 2026-03-03 and 2026-03-04. No name change is on the record. No domicile change is on the record, as EDGAR states no dated change of state of incorporation on a filing line. No segment move is on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.",
   "title": "Events and halts"
  },
  {
   "id": "orderability",
   "text": "The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.",
   "title": "Orderability"
  },
  {
   "id": "coverage",
   "text": "No research houses were found on the issuer's own investor-relations page.",
   "title": "Coverage"
  },
  {
   "id": "open_research",
   "text": "No openly published research notes were found on the record.",
   "title": "Open research"
  },
  {
   "id": "licensed",
   "text": "Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.",
   "title": "Licensed"
  },
  {
   "id": "depth",
   "text": "The record holds sealed years for this issuer for 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.",
   "title": "As-of depth"
  },
  {
   "id": "sources",
   "text": "7 source pages are named on this page; every value above carries its own source page and read date in the numbers.",
   "title": "Sources"
  }
 ],
 "sources": [
  {
   "for": "identity.exchange",
   "source": "https://www.sec.gov/files/company_tickers_exchange.json"
  },
  {
   "for": "identity.isin",
   "source": "https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data"
  },
  {
   "for": "identity.jurisdiction",
   "source": "https://data.sec.gov/submissions/CIK0000901832.json"
  },
  {
   "for": "the disclosure lines",
   "source": "https://mcp.us-cm-kg.ai/events/NYSE/AZN"
  },
  {
   "for": "the halt flag",
   "source": "https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts"
  },
  {
   "for": "the orderability chapter",
   "source": "https://mcp.us-cm-kg.ai/book/aio.json"
  },
  {
   "for": "the record",
   "source": "https://mcp.us-cm-kg.ai/record/NYSE/AZN"
  }
 ],
 "title": "ASTRAZENECA PLC (AZN) — research page",
 "writer": {
  "by": "Claude through the platform account, Haiku class; one pass; checked against the numbers",
  "engine": "claude-haiku-5-5"
 }
}