The page is the record's research on the issuer — no analyst, no rating, no view. # Alibaba Group Holding Ltd (NYSE: BABA) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is Alibaba Group Holding Ltd, listed on the NYSE under ticker BABA, with ISIN US01609W1027 and LEI 5493001NTNQJDH60PM02. Its security type is Non-operating entity type (other), its segment is not on the record, its sector is 7389 Services-Business Services, NEC, and its jurisdiction is Hong Kong. Its listing status is listed, not halted. ## The disclosure read The record holds 108 filings in the twelve months to 2026-11-08, across 56 filing days. The median gap between filing days is 5 days, and the median latency from the latest filing to the record date is 2 days. The NYSE median cadence gap is 6.0 days across 3256 issuers, and the NYSE median latency is 4.0 days. The sector median cadence gap is 5 days across 117 issuers, and the sector median latency is 4 days. The latest filing is a results filing dated 2026-11-06. ## Auditor The auditor is not on the record, as the latest annual report cover carries no dei:AuditorName tag, and the auditor's location is not on the record. The record holds no auditor changes. ## Events and halts The record holds no listing, delisting or name change lines. Domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. Segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag is listed, not halted. ## Orderability The outcome is not determinable, as the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04. ## Coverage No research houses were found on the issuer's investor-relations pages read. ## Open research No openly published research notes were found on the record. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The issuer's sealed years are 2021, 2022, 2023, 2024, 2025 and 2026. The market's vintage is sealed, with earliest sealed date 2021-01-04. The live record began on 2026-09-12. ## Sources 8 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin) - https://data.sec.gov/submissions/CIK0001577552.json (identity.jurisdiction) - https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei) - https://mcp.us-cm-kg.ai/events/NYSE/BABA (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NYSE/BABA (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/BABA · public-record only · the same page signed and receipted: get_research at https://mcp.getissuer.ai/mcp