The page is the record's research on the issuer — no analyst, no rating, no view.

# UBS AG (NYSE: BDCX) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is UBS AG, listed on NYSE under ticker BDCX, with ISIN US90269A2603 and LEI BFM8T61CT2L1QCEMIK50. Its security type is recorded as non-operating entity type (other), its segment is not on the record, its sector is 6021 National Commercial Banks, and its jurisdiction is Switzerland. The issuer is listed and not halted.

## The disclosure read

The record holds 13914 filings in the twelve months from 2025-11-08 to 2026-11-08, across 246 filing days. The median gap between filing days is 1 day, and the latest filing is dated 2026-11-06, 2 days before the record date. The latest filing is of type prospectus. The NYSE median cadence gap is 6.0 days, the NYSE median latency is 4.0 days, and the NYSE median filings count is 64.0. The sector median cadence gap is 4 days, the sector median latency is 2 days, and the sector median filings count is 137. The issuer's filings are 13914 against an NYSE median of 64.0 and a sector median of 137.

## Auditor

The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag, and foreign private issuers and older filings carry none. The auditor's location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds one delisting line, dated 2026-08-19, and no listing or name change lines. The domicile change is not on the record, because EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, because the exchanges' tier transfers are not EDGAR filings. The issuer is listed and not halted.

## Orderability

The outcome is not determinable, because the chapter's orderability section carries no client_categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

The issuer's own investor-relations page names 19 research houses: Autonomous, Barclays, Citi, Deutsche Bank, Exane BNP Paribas, Goldman Sachs, Jefferies, J.P. Morgan, Keefe, Bruyette & Woods, Kepler Cheuvreux, Mediobanca, Morgan Stanley, Morningstar, Oddo, RBC, Redburn, Santander, Vontobel and ZKB.

## Open research

No openly published research notes were found on the record.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The sealed years that hold the issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.

## Sources

9 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001114446.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NYSE/BDCX (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html (coverage)
- https://mcp.us-cm-kg.ai/record/NYSE/BDCX (the record)

---
Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/BDCX · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp
