The page is the record's research on the issuer — no analyst, no rating, no view.

# UBS AG (NYSE: BDCZ) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is UBS AG, listed on NYSE under ticker BDCZ, with ISIN US90274D4161 and LEI BFM8T61CT2L1QCEMIK50. Its security type is Non-operating entity type (other), its segment is not on the record, its sector is 6021 National Commercial Banks, and its jurisdiction is Switzerland. Its status is listed, not halted.

## The disclosure read

The record holds 13914 filings in the twelve months to 2026-11-08, across 246 filing days. The median gap between filing days is 1 day. The latest filing is dated 2026-11-06, two days before the record date, and is of type prospectus. The NYSE median cadence gap is 6.0 days, with a median of 64.0 filings and a median latency of 4.0 days across 3256 issuers. The 6021 National Commercial Banks median cadence gap is 4 days, with a median of 137 filings and a median latency of 2 days across 177 issuers.

## Auditor

The auditor is not on the record, as the latest annual report cover carries no dei:AuditorName tag, and foreign private issuers and older filings carry none. The auditor location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds one lifecycle line, a delisting dated 2026-08-19. It holds no listing, name change, or segment move; the domicile change is not on the record. The halt flag is listed, not halted.

## Orderability

The orderability outcome is not determinable, because the chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations pages read.

## Open research

No openly published research notes were found on the record.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The vintage is sealed, and the issuer's sealed years are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001114446.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NYSE/BDCZ (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NYSE/BDCZ (the record)

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