The page is the record's research on the issuer — no analyst, no rating, no view. # Bakkt, Inc. (NYSE: BKKT) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is Bakkt, Inc., listed on the NYSE under the ticker BKKT, with ISIN US05759B3050 and LEI not on the record (no GLEIF record with the exact legal name in jurisdiction US). Its security type is Corporate, its segment is not on the record, its sector is 6199 Finance Services, and its jurisdiction is not on the record. Its listing status is listed, not halted. ## The disclosure read The record holds 130 filings in the twelve months to 2026-11-08, across 62 filing days. The median gap between filing days is 4 days. The latest filing is dated 2026-10-20 and is of type regulatory_filing, 19 days before the record date. The NYSE median cadence gap is 6.0 days, with a median of 64.0 filings and a median latency of 4.0 days across 3256 issuers. The 6199 Finance Services median cadence gap is 5.0 days, with a median of 61.5 filings and a median latency of 4.0 days across 184 issuers. The issuer's cadence gap of 4 days is below the NYSE median and below the sector median. Its filing count of 130 is above both medians. Its latency of 19 days is above both medians. ## Auditor The auditor of record is GRANT THORNTON LLP, located in Atlanta, Georgia. The record holds no auditor changes. ## Events and halts The record holds two delisting lines, dated 2025-11-04 and 2026-10-15. No listing, name change or domicile change lines are on the record. Domicile change is not on the record (EDGAR states no dated change of state of incorporation on a filing line). Segment move is not on the record (the exchanges' tier transfers are not EDGAR filings). The halt flag reads listed, not halted. ## Orderability The outcome is not determinable under rule version acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, as of 2026-11-04. The chapter's orderability section carries no client_categories, so the outcome cannot name its client category. ## Coverage No research houses were found on the issuer's own investor-relations page; the count is 0. ## Open research No openly published research notes were found on the record; the count is 0. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The issuer's sealed years are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12. ## Sources 8 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin) - https://data.sec.gov/submissions/CIK0001820302.json (identity.name) - https://mcp.us-cm-kg.ai/events/NYSE/BKKT (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://www.sec.gov/Archives/edgar/data/1820302/000162828026019870/bakkt-20251231.htm (the auditor) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NYSE/BKKT (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/BKKT · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp