The page is the record's research on the issuer — no analyst, no rating, no view. # BROADRIDGE FINANCIAL SOLUTIONS, INC. (NYSE: BR) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is BROADRIDGE FINANCIAL SOLUTIONS, INC., listed on the NYSE under ticker BR, ISIN US11133T1034, LEI 549300KZDJZQ2YIHRC28. Its security type is Corporate and its sector is 7389 Services-Business Services, NEC. Its jurisdiction is United States, Delaware. The segment is not on the record. Status: listed, not halted. ## The disclosure read The record holds 128 filings in the window 2025-11-08 to 2026-11-08, across 46 filing days. Of these, 91 are directors' dealings, 13 regulatory filings, 9 corporate news, 8 results, 3 AGM/EGM, 2 prospectus and 2 director changes. The median gap between filing days is 5 days. The latest filing is a results filing dated 2026-11-03, 5 days before the record date of 2026-11-08. The NYSE median cadence gap is 6.0 days across 3,256 issuers, with a median of 64.0 filings and a median latency of 4.0 days. The sector median cadence gap is 5 days across 117 issuers, with a median of 70 filings and a median latency of 4 days. ## Auditor The auditor of record is D, located in New York, New York. The record holds no auditor changes. ## Events and halts The record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted. ## Orderability The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, with the chapter as of 2026-11-04. ## Coverage No research houses were found on the issuer's investor-relations pages read. The count is 0. ## Open research No openly published research notes were found. The count is 0. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The vintage is sealed. The issuer's sealed years are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12. ## Sources 9 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin) - https://data.sec.gov/submissions/CIK0001383312.json (identity.jurisdiction) - https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei) - https://mcp.us-cm-kg.ai/events/NYSE/BR (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://www.sec.gov/Archives/edgar/data/1383312/000162828026052243/br-20260630.htm (the auditor) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NYSE/BR (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/BR · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp