BANK OF MONTREAL /CAN/ (CARU) — research page
US · us-cm-kg/NYSE/CARU · as of 2026-11-08
Identity and listing
The issuer is BANK OF MONTREAL /CAN/, listed on the NYSE under ticker CARU, ISIN US0636794762, LEI NQQ6HPCNCCU6TUTQYE16. Its security type is Corporate, its segment is not on the record, its sector is 6029 Commercial Banks, NEC, and its jurisdiction is Ontario, Canada. Its listing status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | BANK OF MONTREAL /CAN/ | source · 2026-11-08 |
| exchange | NYSE | source · 2026-11-08 |
| ticker | CARU | source · 2026-11-08 |
| ISIN | US0636794762 | source · 2026-10-14 |
| LEI | NQQ6HPCNCCU6TUTQYE16 | source · 2026-11-08 |
| security type | Corporate | source · 2026-11-08 |
| segment | not on the record | |
| sector | 6029 Commercial Banks, NEC | source · 2026-11-08 |
| jurisdiction | Ontario, Canada | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 8636 filings in the twelve months from 2025-11-08 to 2026-11-08, across 247 filing days, of which 4737 are prospectus, 3860 are regulatory filing and 39 are results. The median gap between filing days is 1.0 days. The latest filing is dated 2026-11-06, two days before the record date, and is a prospectus. The NYSE median cadence gap is 6.0 days across 3256 issuers, with a median of 64.0 filings and a median latency of 4.0 days. The 6029 Commercial Banks, NEC sector median cadence gap is 1.0 day across 85 issuers, with a median of 8636 filings and a median latency of 2 days.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 8636 | 1 | 2 |
| exchange median: NYSE (3256 issuers) | 64 | 6 | 4 |
| sector median: 6029 Commercial Banks, NEC (85 issuers) | 8636 | 1 | 2 |
| date | type | category | filing |
|---|---|---|---|
| 2026-11-06 | prospectus | 424B2 | 424B2 — ARC 7657 |
| 2026-11-06 | prospectus | 424B2 | 424B2 — ARC 7628 |
| 2026-11-06 | prospectus | 424B2 | 424B2 — ELN 6439 |
| 2026-11-06 | regulatory_filing | FWP | FWP — ARC 7702 |
| 2026-11-06 | regulatory_filing | FWP | FWP — ARC 7701 |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record. The record holds no auditor changes.
Events and halts
The record holds no delisting, no name change and no segment move entries; the segment move is not on the record. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. Listing lines are dated 2026-06-02, 2026-08-04, 2026-08-10, 2026-08-19, 2026-08-26 and 2026-09-09, each recorded twice. The halt flag reads listed, not halted.
Orderability
The outcome is not determinable under acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, as the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The chapter is as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the investor-relations pages read, and the count is 0.
Open research
No openly published research notes were found, and the count is 0.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The vintage is sealed for the issuer's years 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.
Sources
8 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0000927971.json (identity.jurisdiction)
- 10.4
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- 10.5
- https://mcp.us-cm-kg.ai/events/NYSE/CARU (the disclosure lines)
- 10.6
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.7
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.8
- https://mcp.us-cm-kg.ai/record/NYSE/CARU (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getresearch.ai/mcp with {"isin":"US0636794762"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:3d015671ca92c2ec.