{
 "as_of": "2026-11-08",
 "cmr": "us-cm-kg/NYSE/CEFD",
 "fence": "The page is the record's research on the issuer — no analyst, no rating, no view.",
 "markdown": "The page is the record's research on the issuer — no analyst, no rating, no view.\n\n# UBS AG (NYSE: CEFD) — research page\n\nAs of 2026-11-08 · us-cm-kg · record version 1\n\n## Identity and listing\n\nThe issuer is UBS AG, listed on NYSE under ticker CEFD, with ISIN US90269A2868 and LEI BFM8T61CT2L1QCEMIK50. Its security type is recorded as non-operating entity type (other). Its segment is not on the record. Its sector is 6021 National Commercial Banks and its jurisdiction is Switzerland. Its listing status is listed, not halted.\n\n## The disclosure read\n\nThe record holds 13914 filings in the twelve months to 2026-11-08, on 246 filing days. The median gap between filing days is 1 day. The latest filing is dated 2026-11-06 and is of type prospectus, 2 days before the record date. The exchange median cadence gap is 6.0 days and the sector median is 4 days. The exchange median latency is 4.0 days and the sector median is 2 days. The exchange median filings count is 64.0 and the sector median is 137. The filings by type are 13765 prospectus, 101 regulatory filing, 47 results and 1 halt or suspension.\n\n## Auditor\n\nThe auditor and its location are not on the record, because the latest annual report cover carries no dei:AuditorName tag. The record holds no auditor changes.\n\n## Events and halts\n\nThe record holds one delisting, dated 2026-08-19. It holds no listing, name change or segment move line. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The halt flag reads listed, not halted.\n\n## Orderability\n\nThe outcome is not determinable, as the chapter's orderability section carries no client categories. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.\n\n## Coverage\n\nThe issuer's investor-relations page names 19 research houses: Autonomous, Barclays, Citi, Deutsche Bank, Exane BNP Paribas, Goldman Sachs, Jefferies, J.P. Morgan, Keefe, Bruyette & Woods, Kepler Cheuvreux, Mediobanca, Morgan Stanley, Morningstar, Oddo, RBC, Redburn, Santander, Vontobel and ZKB.\n\n## Open research\n\nNo openly published research notes were found on the record.\n\n## Licensed\n\nLicensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.\n\n## As-of depth\n\nThe sealed years holding the issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.\n\n## Sources\n\n9 source pages are named on this page; every value above carries its own source page and read date in the numbers.\n\n- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)\n- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)\n- https://data.sec.gov/submissions/CIK0001114446.json (identity.jurisdiction)\n- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)\n- https://mcp.us-cm-kg.ai/events/NYSE/CEFD (the disclosure lines)\n- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)\n- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)\n- https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html (coverage)\n- https://mcp.us-cm-kg.ai/record/NYSE/CEFD (the record)\n",
 "market": "US",
 "node": "us-cm-kg",
 "numbers": {
  "as_of_depth": {
   "issuer_years_sealed": [
    "2021",
    "2022",
    "2023",
    "2024",
    "2025",
    "2026"
   ],
   "live_record_began": "2026-09-12",
   "node_history_from": "2021-01-04",
   "node_years_sealed": [
    "2021",
    "2022",
    "2023",
    "2024",
    "2025",
    "2026"
   ],
   "record_version": 1,
   "sealed": true
  },
  "auditor": {
   "auditor": {
    "market": "US",
    "reason": "no dei:AuditorName tag on the latest annual report cover (foreign private issuers and older filings carry none)",
    "state": "not_on_record"
   },
   "auditor_firm_id": {
    "market": "US",
    "state": "not_on_record"
   },
   "auditor_location": {
    "market": "US",
    "state": "not_on_record"
   },
   "changes": []
  },
  "cmr": "us-cm-kg/NYSE/CEFD",
  "coverage": {
   "count": 19,
   "houses": [
    {
     "analyst": "Stefan Stalmann",
     "house": "Autonomous",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-11",
     "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "state": "sourced"
    },
    {
     "analyst": "Flora Bocahut",
     "house": "Barclays",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-11",
     "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "state": "sourced"
    },
    {
     "analyst": "Andrew Coombs",
     "house": "Citi",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-11",
     "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "state": "sourced"
    },
    {
     "analyst": "Benjamin Goy",
     "house": "Deutsche Bank",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-11",
     "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "state": "sourced"
    },
    {
     "analyst": "Jeremy Sigee",
     "house": "Exane BNP Paribas",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-11",
     "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "state": "sourced"
    },
    {
     "analyst": "Chris Hallam",
     "house": "Goldman Sachs",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-11",
     "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "state": "sourced"
    },
    {
     "analyst": "Joseph Dickerson",
     "house": "Jefferies",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-11",
     "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "state": "sourced"
    },
    {
     "analyst": "Kian Abouhossein",
     "house": "J.P. Morgan",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-11",
     "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "state": "sourced"
    },
    {
     "analyst": "Tom Hallett",
     "house": "Keefe, Bruyette & Woods",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-11",
     "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "state": "sourced"
    },
    {
     "analyst": "Nicolas Payen",
     "house": "Kepler Cheuvreux",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-11",
     "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "state": "sourced"
    },
    {
     "analyst": "Amit Goel",
     "house": "Mediobanca",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-11",
     "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "state": "sourced"
    },
    {
     "analyst": "Giulia Miotto",
     "house": "Morgan Stanley",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-11",
     "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "state": "sourced"
    },
    {
     "analyst": "Johann Scholtz",
     "house": "Morningstar",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-11",
     "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "state": "sourced"
    },
    {
     "analyst": "Roland Pfänder",
     "house": "Oddo",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-11",
     "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "state": "sourced"
    },
    {
     "analyst": "Anke Reingen",
     "house": "RBC",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-11",
     "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "state": "sourced"
    },
    {
     "analyst": "Nicholas Watts",
     "house": "Redburn",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-11",
     "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "state": "sourced"
    },
    {
     "analyst": "Ignacio Mendez",
     "house": "Santander",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-11",
     "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "state": "sourced"
    },
    {
     "analyst": "Andreas Venditti",
     "house": "Vontobel",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-11",
     "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "state": "sourced"
    },
    {
     "analyst": "Ausano Cajrati Crivelli",
     "house": "ZKB",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-11",
     "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "state": "sourced"
    }
   ],
   "pages_checked": [
    {
     "page": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "result": "read: 19 of 40 named houses found on the page"
    }
   ],
   "read_by": "Perplexity sonar (search) · page read by this rail",
   "read_date": "2026-11-11",
   "since": "not stated on the page read",
   "state": "found"
  },
  "disclosure": {
   "against": {
    "exchange": {
     "issuers": 3256,
     "median_cadence_gap_days": 6,
     "median_filings": 64,
     "median_latency_days": 4,
     "name": "NYSE"
    },
    "sector": {
     "issuers": 177,
     "median_cadence_gap_days": 4,
     "median_filings": 137,
     "median_latency_days": 2,
     "name": "6021 National Commercial Banks"
    }
   },
   "by_type": {
    "halt_suspension": 1,
    "prospectus": 13765,
    "regulatory_filing": 101,
    "results": 47
   },
   "cadence_median_gap_days": 1,
   "filing_days": 246,
   "filings": 13914,
   "latency_days": 2,
   "latest": [
    {
     "category": "424B3",
     "date": "2026-11-06",
     "source": "https://www.sec.gov/Archives/edgar/data/1114446/000183988226055516/ubs_424b3-37911.htm",
     "title": "424B3 — FORM 424B3",
     "type": "prospectus"
    },
    {
     "category": "424B2",
     "date": "2026-11-06",
     "source": "https://www.sec.gov/Archives/edgar/data/1114446/000183988226055510/ubs_424b2-37752.htm",
     "title": "424B2 — FORM 424B2",
     "type": "prospectus"
    },
    {
     "category": "424B2",
     "date": "2026-11-06",
     "source": "https://www.sec.gov/Archives/edgar/data/1114446/000183988226055497/ubs_424b2-37768.htm",
     "title": "424B2 — FORM 424B2",
     "type": "prospectus"
    },
    {
     "category": "424B2",
     "date": "2026-11-06",
     "source": "https://www.sec.gov/Archives/edgar/data/1114446/000183988226055496/ubs_424b2-37615.htm",
     "title": "424B2 — FORM 424B2",
     "type": "prospectus"
    },
    {
     "category": "424B2",
     "date": "2026-11-06",
     "source": "https://www.sec.gov/Archives/edgar/data/1114446/000183988226055471/ubs_424b2-37782.htm",
     "title": "424B2 — FORM 424B2",
     "type": "prospectus"
    }
   ],
   "latest_filing_date": "2026-11-06",
   "read": "the node's event lines (list_events_since), as get_filings serves them",
   "source": "https://mcp.us-cm-kg.ai/events/NYSE/CEFD",
   "window": {
    "from": "2025-11-08",
    "to": "2026-11-08"
   }
  },
  "identity": {
   "exchange": {
    "read_by": "EDGAR company_tickers_exchange.json (SEC list of exchange-listed filers)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://www.sec.gov/files/company_tickers_exchange.json",
    "state": "sourced",
    "value": "NYSE"
   },
   "isin": {
    "read_by": "SEC Fails-to-Deliver data (CUSIP for the symbol) · ISIN = US + CUSIP + ISO 6166 check digit",
    "read_date": "2026-10-01",
    "read_date_basis": "last_seen",
    "source": "https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data",
    "state": "sourced",
    "value": "US90269A2868"
   },
   "jurisdiction": {
    "read_by": "EDGAR submissions API (issuer header as filed) (stateOfIncorporation)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://data.sec.gov/submissions/CIK0001114446.json",
    "state": "sourced",
    "value": "Switzerland"
   },
   "lei": {
    "read_by": "GLEIF ISIN-to-LEI mapping file (daily), LEI by exact ISIN",
    "read_date": "2026-11-08",
    "read_date_basis": "the field",
    "source": "https://mapping.gleif.org/api/v2/isin-lei/latest/download (ISIN US90269A2868)",
    "state": "sourced",
    "value": "BFM8T61CT2L1QCEMIK50"
   },
   "name": {
    "read_by": "EDGAR submissions API (issuer header as filed)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://data.sec.gov/submissions/CIK0001114446.json",
    "state": "sourced",
    "value": "UBS AG"
   },
   "sector": {
    "read_by": "EDGAR submissions API (issuer header as filed) (SIC code as assigned by the SEC)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://data.sec.gov/submissions/CIK0001114446.json",
    "state": "sourced",
    "value": "6021 National Commercial Banks"
   },
   "security_type": {
    "read_by": "EDGAR submissions API (issuer header as filed)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://data.sec.gov/submissions/CIK0001114446.json",
    "state": "sourced",
    "value": "Non-operating entity type (other)"
   },
   "segment": {
    "market": "US",
    "state": "not_on_record"
   },
   "ticker": {
    "read_by": "EDGAR company_tickers_exchange.json (SEC list of exchange-listed filers)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://www.sec.gov/files/company_tickers_exchange.json",
    "state": "sourced",
    "value": "CEFD"
   },
   "website": {
    "market": "US",
    "state": "not_on_record"
   }
  },
  "licensed": {
   "columns": [
    "licensor",
    "entitlement",
    "title",
    "date",
    "source"
   ],
   "rows": [],
   "rule": "A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded."
  },
  "lifecycle": {
   "delisting": [
    {
     "date": "2026-08-19",
     "source": "https://www.sec.gov/Archives/edgar/data/1114446/000114336226000310/xslF25X02/primary_doc.xml",
     "title": "25-NSE"
    }
   ],
   "domicile_change": {
    "market": "US",
    "reason": "EDGAR states no dated change of state of incorporation on a filing line",
    "state": "not_on_record"
   },
   "listing": [],
   "name_change": [],
   "segment_move": {
    "market": "US",
    "reason": "the exchanges' tier transfers are not EDGAR filings",
    "state": "not_on_record"
   }
  },
  "market": "US",
  "node": "us-cm-kg",
  "numbers_hash": "sha256:50a4b6be701d039d5f5e2732abc5c0a091523bd40822f0f8a534e838a2a597a6",
  "open_research": {
   "read_date": "2026-11-11",
   "rows": [],
   "state": "none_found"
  },
  "orderability": {
   "chapter_as_of": "2026-11-04",
   "client_categories": [],
   "determinable": false,
   "read": {
    "chapter": "https://mcp.us-cm-kg.ai/book/aio.json",
    "door": "https://mcp.us-cm-kg.ai/mcp",
    "tool": "get_orderability"
   },
   "reason": "the chapter's orderability section carries no client_categories: the outcome cannot name its client category",
   "rule_version": "acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1",
   "section": "us.aio.v8"
  },
  "record": {
   "as_of": "2026-11-08",
   "url": "https://mcp.us-cm-kg.ai/record/NYSE/CEFD",
   "version": 1
  },
  "schema": "research-numbers v0.1 (USR-01, 2026-11-11)",
  "status": {
   "read_date": "2026-11-08",
   "source": "https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts",
   "value": "listed, not halted"
  }
 },
 "numbers_hash": "sha256:50a4b6be701d039d5f5e2732abc5c0a091523bd40822f0f8a534e838a2a597a6",
 "path": "/us/NYSE/CEFD",
 "schema": "research-page v0.1 (USR-02, 2026-11-11)",
 "sections": [
  {
   "id": "identity",
   "text": "The issuer is UBS AG, listed on NYSE under ticker CEFD, with ISIN US90269A2868 and LEI BFM8T61CT2L1QCEMIK50. Its security type is recorded as non-operating entity type (other). Its segment is not on the record. Its sector is 6021 National Commercial Banks and its jurisdiction is Switzerland. Its listing status is listed, not halted.",
   "title": "Identity and listing"
  },
  {
   "id": "disclosure",
   "text": "The record holds 13914 filings in the twelve months to 2026-11-08, on 246 filing days. The median gap between filing days is 1 day. The latest filing is dated 2026-11-06 and is of type prospectus, 2 days before the record date. The exchange median cadence gap is 6.0 days and the sector median is 4 days. The exchange median latency is 4.0 days and the sector median is 2 days. The exchange median filings count is 64.0 and the sector median is 137. The filings by type are 13765 prospectus, 101 regulatory filing, 47 results and 1 halt or suspension.",
   "title": "The disclosure read"
  },
  {
   "id": "auditor",
   "text": "The auditor and its location are not on the record, because the latest annual report cover carries no dei:AuditorName tag. The record holds no auditor changes.",
   "title": "Auditor"
  },
  {
   "id": "events",
   "text": "The record holds one delisting, dated 2026-08-19. It holds no listing, name change or segment move line. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The halt flag reads listed, not halted.",
   "title": "Events and halts"
  },
  {
   "id": "orderability",
   "text": "The outcome is not determinable, as the chapter's orderability section carries no client categories. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.",
   "title": "Orderability"
  },
  {
   "id": "coverage",
   "text": "The issuer's investor-relations page names 19 research houses: Autonomous, Barclays, Citi, Deutsche Bank, Exane BNP Paribas, Goldman Sachs, Jefferies, J.P. Morgan, Keefe, Bruyette & Woods, Kepler Cheuvreux, Mediobanca, Morgan Stanley, Morningstar, Oddo, RBC, Redburn, Santander, Vontobel and ZKB.",
   "title": "Coverage"
  },
  {
   "id": "open_research",
   "text": "No openly published research notes were found on the record.",
   "title": "Open research"
  },
  {
   "id": "licensed",
   "text": "Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.",
   "title": "Licensed"
  },
  {
   "id": "depth",
   "text": "The sealed years holding the issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.",
   "title": "As-of depth"
  },
  {
   "id": "sources",
   "text": "9 source pages are named on this page; every value above carries its own source page and read date in the numbers.",
   "title": "Sources"
  }
 ],
 "sources": [
  {
   "for": "identity.exchange",
   "source": "https://www.sec.gov/files/company_tickers_exchange.json"
  },
  {
   "for": "identity.isin",
   "source": "https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data"
  },
  {
   "for": "identity.jurisdiction",
   "source": "https://data.sec.gov/submissions/CIK0001114446.json"
  },
  {
   "for": "identity.lei",
   "source": "https://mapping.gleif.org/api/v2/isin-lei/latest/download"
  },
  {
   "for": "the disclosure lines",
   "source": "https://mcp.us-cm-kg.ai/events/NYSE/CEFD"
  },
  {
   "for": "the halt flag",
   "source": "https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts"
  },
  {
   "for": "the orderability chapter",
   "source": "https://mcp.us-cm-kg.ai/book/aio.json"
  },
  {
   "for": "coverage",
   "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html"
  },
  {
   "for": "the record",
   "source": "https://mcp.us-cm-kg.ai/record/NYSE/CEFD"
  }
 ],
 "title": "UBS AG (CEFD) — research page",
 "writer": {
  "by": "Claude through the platform account, Haiku class; one pass; checked against the numbers",
  "engine": "claude-haiku-5-5"
 }
}