The page is the record's research on the issuer — no analyst, no rating, no view. # UBS AG (NYSE: CEFD) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is UBS AG, listed on NYSE under ticker CEFD, with ISIN US90269A2868 and LEI BFM8T61CT2L1QCEMIK50. Its security type is recorded as non-operating entity type (other). Its segment is not on the record. Its sector is 6021 National Commercial Banks and its jurisdiction is Switzerland. Its listing status is listed, not halted. ## The disclosure read The record holds 13914 filings in the twelve months to 2026-11-08, on 246 filing days. The median gap between filing days is 1 day. The latest filing is dated 2026-11-06 and is of type prospectus, 2 days before the record date. The exchange median cadence gap is 6.0 days and the sector median is 4 days. The exchange median latency is 4.0 days and the sector median is 2 days. The exchange median filings count is 64.0 and the sector median is 137. The filings by type are 13765 prospectus, 101 regulatory filing, 47 results and 1 halt or suspension. ## Auditor The auditor and its location are not on the record, because the latest annual report cover carries no dei:AuditorName tag. The record holds no auditor changes. ## Events and halts The record holds one delisting, dated 2026-08-19. It holds no listing, name change or segment move line. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The halt flag reads listed, not halted. ## Orderability The outcome is not determinable, as the chapter's orderability section carries no client categories. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04. ## Coverage The issuer's investor-relations page names 19 research houses: Autonomous, Barclays, Citi, Deutsche Bank, Exane BNP Paribas, Goldman Sachs, Jefferies, J.P. Morgan, Keefe, Bruyette & Woods, Kepler Cheuvreux, Mediobanca, Morgan Stanley, Morningstar, Oddo, RBC, Redburn, Santander, Vontobel and ZKB. ## Open research No openly published research notes were found on the record. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The sealed years holding the issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12. ## Sources 9 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin) - https://data.sec.gov/submissions/CIK0001114446.json (identity.jurisdiction) - https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei) - https://mcp.us-cm-kg.ai/events/NYSE/CEFD (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html (coverage) - https://mcp.us-cm-kg.ai/record/NYSE/CEFD (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/CEFD · public-record only · the same page signed and receipted: get_research at https://mcp.getissuer.ai/mcp