The page is the record's research on the issuer — no analyst, no rating, no view. # CITIZENS FINANCIAL GROUP INC/RI (NYSE: CFG) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is CITIZENS FINANCIAL GROUP INC/RI, listed on the NYSE under ticker CFG. ISIN US1746101054, LEI 2138004JDDA4ZQUPFW65. Security type Corporate; segment not on the record; sector 6022 State Commercial Banks; jurisdiction United States, Delaware. Listing status: listed, not halted. ## The disclosure read The record holds 124 filings in the twelve months to 2026-11-08 (window from 2025-11-08), across 48 filing days. Filings by type: directors' dealings 83, regulatory filings 20, results 8, corporate news 4, prospectus 4, AGM/EGM 3, ad hoc 1, director change 1. The median gap between filing days is 5 days. The latest filing is dated 2026-11-03 and is of type directors' dealings, 5 days before the record date. The NYSE median cadence gap is 6.0 days across 3256 issuers, and the NYSE median latency is 4.0 days; the sector median cadence gap is 5.0 days across 214 issuers, and the sector median latency is 3.0 days. The NYSE median filings count is 64.0 and the sector median is 87.5; the issuer's 124 filings are above both. ## Auditor The auditor of record is not on the record, because the latest annual report cover carries no auditor name tag; the auditor's location is not on the record. There are no auditor changes on the record. ## Events and halts The record holds no listing, delisting or name change lines. Domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. Segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. Halt flag: listed, not halted. ## Orderability The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. Rule version: acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, chapter as of 2026-11-04. ## Coverage No research houses were found on the issuer's investor-relations pages read; the count is 0. ## Open research No openly published research notes were found; the count is 0. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The issuer's sealed years are 2021, 2022, 2023, 2024, 2025 and 2026. The market's vintage is sealed, with earliest sealed date 2021-01-04. The live record began 2026-09-12. ## Sources 8 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin) - https://data.sec.gov/submissions/CIK0000759944.json (identity.jurisdiction) - https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei) - https://mcp.us-cm-kg.ai/events/NYSE/CFG (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NYSE/CFG (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/CFG · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp