C1 Fund Inc. (CFND) — research page
US · us-cm-kg/NYSE/CFND · as of 2026-11-08
Identity and listing
C1 Fund Inc. is listed on the NYSE under ticker CFND, ISIN US12673Q1031, LEI 5299005KKUNRHWK7IH10. Its security type on the record is non-operating entity type (other), and its jurisdiction is United States — California. Its segment and sector are not on the record. Its listing status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | C1 Fund Inc. | source · 2026-11-08 |
| exchange | NYSE | source · 2026-11-08 |
| ticker | CFND | source · 2026-11-08 |
| ISIN | US12673Q1031 | source · 2026-11-08 |
| LEI | 5299005KKUNRHWK7IH10 | source · 2026-11-08 |
| security type | Non-operating entity type (other) | source · 2026-11-08 |
| segment | not on the record | |
| sector | not on the record | |
| jurisdiction | United States — California | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 36 filings across 30 filing days in the window from 2025-11-08 to 2026-11-08. By type, the record holds 1 agm_egm filing, 3 director_change filings, 19 directors_dealings filings, and 13 regulatory_filing filings. The median gap between filing days is 7 days. The latest filing is an agm_egm filing dated 2026-11-02, which is 6 days before the record date. The NYSE median gap between filing days is 6.0 days, and the NYSE median latency is 4.0 days. The NYSE median filing count is 64.0. Sector peer figures are not on the record for this market.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 36 | 7 | 6 |
| exchange median: NYSE (3256 issuers) | 64 | 6 | 4 |
| date | type | category | filing |
|---|---|---|---|
| 2026-11-02 | agm_egm | DEF 14A | DEF 14A — DEF 14A |
| 2026-10-01 | directors_dealings | 4/A | 4/A — OWNERSHIP DOCUMENT |
| 2026-09-28 | directors_dealings | 4/A | 4/A — OWNERSHIP DOCUMENT |
| 2026-09-28 | directors_dealings | 4/A | 4/A — OWNERSHIP DOCUMENT |
| 2026-09-28 | directors_dealings | 4/A | 4/A — OWNERSHIP DOCUMENT |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor of record is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record. Auditor changes on the record are dated 2026-03-20 and 2026-03-26.
Events and halts
The record holds no listing, delisting, or name change lines. The domicile change is not on the record, because EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, because the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.
Orderability
The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the issuer's investor-relations pages read.
Open research
No openly published research notes were found on the record.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The record holds sealed years 2024, 2025, and 2026 for this issuer. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.
Sources
8 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://mapping.gleif.org/api/v2/isin-lei/latest (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0002044327.json (identity.jurisdiction)
- 10.4
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- 10.5
- https://mcp.us-cm-kg.ai/events/NYSE/CFND (the disclosure lines)
- 10.6
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.7
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.8
- https://mcp.us-cm-kg.ai/record/NYSE/CFND (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getissuer.ai/mcp with {"isin":"US12673Q1031"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:a882699fdec4b479.