CAPITAL ONE FINANCIAL CORP (COF-PI) — research page
US · us-cm-kg/NYSE/COF-PI · as of 2026-11-08
Identity and listing
The issuer is CAPITAL ONE FINANCIAL CORP, listed on NYSE under ticker COF-PI, with LEI ZUE8T73ROZOF6FLBAR73; the record holds no ISIN for this issuer. Its security type is Corporate, its sector is 6021 National Commercial Banks, and its jurisdiction is United States, Delaware. Its segment is not on the record. Its listing status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | CAPITAL ONE FINANCIAL CORP | source · 2026-11-08 |
| exchange | NYSE | source · 2026-11-08 |
| ticker | COF-PI | source · 2026-11-08 |
| ISIN | not on the record | |
| LEI | ZUE8T73ROZOF6FLBAR73 | source · 2026-11-08 |
| security type | Corporate | source · 2026-11-08 |
| segment | not on the record | |
| sector | 6021 National Commercial Banks | source · 2026-11-08 |
| jurisdiction | United States — Delaware | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 201 filings in the twelve months from 2025-11-08 to 2026-11-08, across 92 filing days. The median gap between filing days is 2 days. The latest filing is dated 2026-11-06 and is of type regulatory_filing, 2 days before the record date. For NYSE the median cadence gap is 6.0 days, the median filings count is 64.0 and the median latency is 4.0 days across 3256 issuers. For sector 6021 National Commercial Banks the median cadence gap is 4 days, the median filings count is 137 and the median latency is 2 days across 177 issuers.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 201 | 2 | 2 |
| exchange median: NYSE (3256 issuers) | 64 | 6 | 4 |
| sector median: 6021 National Commercial Banks (177 issuers) | 137 | 4 | 2 |
| date | type | category | filing |
|---|---|---|---|
| 2026-11-06 | regulatory_filing | 144 | 144 |
| 2026-11-06 | directors_dealings | 4 | 4 — FORM 4 |
| 2026-11-04 | regulatory_filing | 144 | 144 |
| 2026-11-03 | regulatory_filing | IRANNOTICE | IRANNOTICE — IRANNOTICE |
| 2026-11-03 | results | 10-Q | 10-Q — 10-Q |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor location is not on the record. The record holds no auditor changes.
Events and halts
The record holds listing lines dated 2026-09-16 (two entries). It holds no delisting, no name change and no dated domicile change. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.
Orderability
The outcome is not determinable under rule version acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, as of chapter date 2026-11-04. The chapter's orderability section carries no client categories, so the outcome cannot name its client category.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the issuer's investor-relations page; the count is 0.
Open research
No openly published research notes were found on the record; the count is 0.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The issuer's sealed years are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.
Sources
7 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://data.sec.gov/submissions/CIK0000927628.json (identity.jurisdiction)
- 10.3
- https://api.gleif.org/api/v1/lei-records/ZUE8T73ROZOF6FLBAR73 (identity.lei)
- 10.4
- https://mcp.us-cm-kg.ai/events/NYSE/COF-PI (the disclosure lines)
- 10.5
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.6
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.7
- https://mcp.us-cm-kg.ai/record/NYSE/COF-PI (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getresearch.ai/mcp with {"ticker":"COF-PI","exchange":"NYSE"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:092c3864db413eaa.