The page is the record's research on the issuer — no analyst, no rating, no view. # CAPITAL ONE FINANCIAL CORP (NYSE: COF-PJ) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is CAPITAL ONE FINANCIAL CORP, listed on the NYSE under ticker COF-PJ. The ISIN is not on the record; the LEI is ZUE8T73ROZOF6FLBAR73, and the LEI carries several US ISINs. The security type is Corporate, the sector is 6021 National Commercial Banks, and the jurisdiction is United States, Delaware. The segment is not on the record. The status is listed, not halted. ## The disclosure read The record holds 201 filings in the twelve months from 2025-11-08 to 2026-11-08, across 92 filing days. The median gap between filing days is 2 days. The latest filing is dated 2026-11-06, a regulatory filing, 2 days before the record date. The NYSE median cadence gap is 6.0 days, with a median of 64.0 filings and a median latency of 4.0 days. The sector median cadence gap is 4 days, with a median of 137 filings and a median latency of 2 days. ## Auditor The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor location is not on the record. The record holds no auditor changes. ## Events and halts The record holds two listing lines, both dated 2026-09-16. It holds no delisting and no name change. The domicile change is not on the record, because EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, because the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted. ## Orderability The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04. ## Coverage No research houses were found on the investor-relations pages read. The count is 0. ## Open research No openly published research notes were found. The count is 0. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The vintage is sealed. The issuer's sealed years are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12. ## Sources 7 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://data.sec.gov/submissions/CIK0000927628.json (identity.jurisdiction) - https://api.gleif.org/api/v1/lei-records/ZUE8T73ROZOF6FLBAR73 (identity.lei) - https://mcp.us-cm-kg.ai/events/NYSE/COF-PJ (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NYSE/COF-PJ (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/COF-PJ · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp