CAPITAL ONE FINANCIAL CORP (COF-PK) — research page
US · us-cm-kg/NYSE/COF-PK · as of 2026-11-08
Identity and listing
The issuer is CAPITAL ONE FINANCIAL CORP, listed on the NYSE under ticker COF-PK, with LEI ZUE8T73ROZOF6FLBAR73; the ISIN is not on the record, which carries several US ISINs against the LEI. Its security type is Corporate, its segment is not on the record, its sector is 6021 National Commercial Banks, and its jurisdiction is United States, Delaware. Its listing status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | CAPITAL ONE FINANCIAL CORP | source · 2026-11-08 |
| exchange | NYSE | source · 2026-11-08 |
| ticker | COF-PK | source · 2026-11-08 |
| ISIN | not on the record | |
| LEI | ZUE8T73ROZOF6FLBAR73 | source · 2026-11-08 |
| security type | Corporate | source · 2026-11-08 |
| segment | not on the record | |
| sector | 6021 National Commercial Banks | source · 2026-11-08 |
| jurisdiction | United States — Delaware | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 201 filings in the window 2025-11-08 to 2026-11-08, across 92 filing days. The median gap between filing days is 2 days. The latest filing is dated 2026-11-06, a regulatory filing, 2 days before the record date of 2026-11-08. NYSE peers show a median cadence gap of 6.0 days, a median of 64.0 filings and a median latency of 4.0 days across 3256 issuers. Sector peers show a median cadence gap of 4 days, a median of 137 filings and a median latency of 2 days across 177 issuers.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 201 | 2 | 2 |
| exchange median: NYSE (3256 issuers) | 64 | 6 | 4 |
| sector median: 6021 National Commercial Banks (177 issuers) | 137 | 4 | 2 |
| date | type | category | filing |
|---|---|---|---|
| 2026-11-06 | regulatory_filing | 144 | 144 |
| 2026-11-06 | directors_dealings | 4 | 4 — FORM 4 |
| 2026-11-04 | regulatory_filing | 144 | 144 |
| 2026-11-03 | regulatory_filing | IRANNOTICE | IRANNOTICE — IRANNOTICE |
| 2026-11-03 | results | 10-Q | 10-Q — 10-Q |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor is not on the record, as the latest annual report cover carries no auditor name tag, and the auditor's location is not on the record. The record holds no auditor changes.
Events and halts
The record holds two listing lines, both dated 2026-09-16. It holds no delisting and no name change. The domicile change is not on the record, and the segment move is not on the record. The halt flag reads listed, not halted.
Orderability
The outcome is not determinable, as the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the issuer's investor-relations page.
Open research
No openly published research notes were found on the record.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The sealed years that hold the issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.
Sources
7 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://data.sec.gov/submissions/CIK0000927628.json (identity.jurisdiction)
- 10.3
- https://api.gleif.org/api/v1/lei-records/ZUE8T73ROZOF6FLBAR73 (identity.lei)
- 10.4
- https://mcp.us-cm-kg.ai/events/NYSE/COF-PK (the disclosure lines)
- 10.5
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.6
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.7
- https://mcp.us-cm-kg.ai/record/NYSE/COF-PK (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getresearch.ai/mcp with {"ticker":"COF-PK","exchange":"NYSE"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:38d85a1c28599e6e.