{
 "as_of": "2026-11-08",
 "cmr": "us-cm-kg/NYSE/COF-PN",
 "fence": "The page is the record's research on the issuer — no analyst, no rating, no view.",
 "markdown": "The page is the record's research on the issuer — no analyst, no rating, no view.\n\n# CAPITAL ONE FINANCIAL CORP (NYSE: COF-PN) — research page\n\nAs of 2026-11-08 · us-cm-kg · record version 1\n\n## Identity and listing\n\nThe issuer is CAPITAL ONE FINANCIAL CORP, listed on the NYSE under ticker COF-PN, with LEI ZUE8T73ROZOF6FLBAR73; the ISIN is not on the record, which carries several US ISINs against the LEI. The security type is Corporate, the segment is not on the record, the sector is 6021 National Commercial Banks, the jurisdiction is United States, Delaware, and the status is listed, not halted.\n\n## The disclosure read\n\nThe record holds 201 filings in the twelve months to 2026-11-08, across 92 filing days. The median gap between filing days is 2 days. The latest filing is dated 2026-11-06, two days before the record date, and is of type regulatory_filing. The NYSE median cadence gap is 6.0 days, with a median of 64.0 filings and a median latency of 4.0 days across 3256 issuers. The sector median cadence gap is 4 days, with a median of 137 filings and a median latency of 2 days across 177 issuers. By type, the record holds 102 directors_dealings, 57 regulatory_filing, 22 corporate_news, 8 results, 6 prospectus, 3 agm_egm, 2 director_change and 1 ad_hoc.\n\n## Auditor\n\nThe auditor is not on the record, as the latest annual report cover carries no dei:AuditorName tag, and its location is not on the record. The record holds no auditor changes.\n\n## Events and halts\n\nThe record holds two listing lines, both dated 2026-09-16. The record holds no delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The issuer is listed and not halted.\n\n## Orderability\n\nThe outcome is not determinable, as the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.\n\n## Coverage\n\nNo research houses were found on the issuer's investor-relations pages read.\n\n## Open research\n\nNo openly published research notes were found on the record.\n\n## Licensed\n\nLicensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.\n\n## As-of depth\n\nThe record holds the issuer's sealed years 2021, 2022, 2023, 2024, 2025 and 2026. The market's vintage is sealed, with earliest sealed date 2021-01-04. The live record began on 2026-09-12.\n\n## Sources\n\n7 source pages are named on this page; every value above carries its own source page and read date in the numbers.\n\n- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)\n- https://data.sec.gov/submissions/CIK0000927628.json (identity.jurisdiction)\n- https://api.gleif.org/api/v1/lei-records/ZUE8T73ROZOF6FLBAR73 (identity.lei)\n- https://mcp.us-cm-kg.ai/events/NYSE/COF-PN (the disclosure lines)\n- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)\n- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)\n- https://mcp.us-cm-kg.ai/record/NYSE/COF-PN (the record)\n",
 "market": "US",
 "node": "us-cm-kg",
 "numbers": {
  "as_of_depth": {
   "issuer_years_sealed": [
    "2021",
    "2022",
    "2023",
    "2024",
    "2025",
    "2026"
   ],
   "live_record_began": "2026-09-12",
   "node_history_from": "2021-01-04",
   "node_years_sealed": [
    "2021",
    "2022",
    "2023",
    "2024",
    "2025",
    "2026"
   ],
   "record_version": 1,
   "sealed": true
  },
  "auditor": {
   "auditor": {
    "market": "US",
    "reason": "no dei:AuditorName tag on the latest annual report cover (foreign private issuers and older filings carry none)",
    "state": "not_on_record"
   },
   "auditor_firm_id": {
    "market": "US",
    "state": "not_on_record"
   },
   "auditor_location": {
    "market": "US",
    "state": "not_on_record"
   },
   "changes": []
  },
  "cmr": "us-cm-kg/NYSE/COF-PN",
  "coverage": {
   "count": 0,
   "houses": [],
   "pages_checked": [
    {
     "page": "https://investor.capitalone.com/investor-information/analyst-coverage/",
     "result": "not readable by this rail (403)"
    }
   ],
   "read_by": "Perplexity sonar (search) · page read by this rail",
   "read_date": "2026-11-11",
   "since": null,
   "state": "none_found"
  },
  "disclosure": {
   "against": {
    "exchange": {
     "issuers": 3256,
     "median_cadence_gap_days": 6,
     "median_filings": 64,
     "median_latency_days": 4,
     "name": "NYSE"
    },
    "sector": {
     "issuers": 177,
     "median_cadence_gap_days": 4,
     "median_filings": 137,
     "median_latency_days": 2,
     "name": "6021 National Commercial Banks"
    }
   },
   "by_type": {
    "ad_hoc": 1,
    "agm_egm": 3,
    "corporate_news": 22,
    "director_change": 2,
    "directors_dealings": 102,
    "prospectus": 6,
    "regulatory_filing": 57,
    "results": 8
   },
   "cadence_median_gap_days": 2,
   "filing_days": 92,
   "filings": 201,
   "latency_days": 2,
   "latest": [
    {
     "category": "144",
     "date": "2026-11-06",
     "source": "https://www.sec.gov/Archives/edgar/data/927628/000195004726010765/xsl144X01/primary_doc.xml",
     "title": "144",
     "type": "regulatory_filing"
    },
    {
     "category": "4",
     "date": "2026-11-06",
     "source": "https://www.sec.gov/Archives/edgar/data/927628/000123803226000013/xslF345X06/wk-form4_1793999332.xml",
     "title": "4 — FORM 4",
     "type": "directors_dealings"
    },
    {
     "category": "144",
     "date": "2026-11-04",
     "source": "https://www.sec.gov/Archives/edgar/data/927628/000195004726010648/xsl144X01/primary_doc.xml",
     "title": "144",
     "type": "regulatory_filing"
    },
    {
     "category": "IRANNOTICE",
     "date": "2026-11-03",
     "source": "https://www.sec.gov/Archives/edgar/data/927628/000092762826000153/irannoticelegaldated110320.htm",
     "title": "IRANNOTICE — IRANNOTICE",
     "type": "regulatory_filing"
    },
    {
     "category": "10-Q",
     "date": "2026-11-03",
     "source": "https://www.sec.gov/Archives/edgar/data/927628/000092762826000152/cof-20260930.htm",
     "title": "10-Q — 10-Q",
     "type": "results"
    }
   ],
   "latest_filing_date": "2026-11-06",
   "read": "the node's event lines (list_events_since), as get_filings serves them",
   "source": "https://mcp.us-cm-kg.ai/events/NYSE/COF-PN",
   "window": {
    "from": "2025-11-08",
    "to": "2026-11-08"
   }
  },
  "identity": {
   "exchange": {
    "read_by": "EDGAR company_tickers_exchange.json (SEC list of exchange-listed filers)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://www.sec.gov/files/company_tickers_exchange.json",
    "state": "sourced",
    "value": "NYSE"
   },
   "isin": {
    "market": "US",
    "reason": "several US ISINs on the LEI: US14040H1059, US14040H1133, US14040H1216, US14040H3030, US14040H4020, US14040H5019, US14040H6009, US14040H6751, US14040H6835, US14040H7098, US14040H7254, US14040H7338, US14040H7411, US14040H7585, US14040H7668, US14040H7742, US14040H7825, US14040H7908, US14040H8088, US14040H8161, US14040H8245, US14040H8328, US14040H8401, US14040H8575, US14040H8658, US14040H8732, US14040H8815, US14040HAT23, US14040HAU95, US14040HBH75, US14040HBN44, US14040HBW43, US14040HCE36, US14040HCF01, US14040HCG83, US14040HCH66, US14040HCJ23, US14040HCN35, US14040HCP82, US14040HCS22, US14040HCT05, US14040HCV50, US14040HCX17, US14040HCY99, US14040HCZ64, US14040HDA05, US14040HDB87, US14040HDC60, US14040HDD44, US14040HDE27, US14040HDF91, US14040HDG74, US14040HDH57, US14040HDJ14, US14040HDK86, US14040HDL69, US14040HDM43, US14040HDN26, US14040HDP73, US14040HDQ56, USU13498AB36",
    "state": "not_on_record"
   },
   "jurisdiction": {
    "read_by": "EDGAR submissions API (issuer header as filed) (stateOfIncorporation)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://data.sec.gov/submissions/CIK0000927628.json",
    "state": "sourced",
    "value": "United States — Delaware"
   },
   "lei": {
    "read_by": "GLEIF name-exact (suffix-insensitive) (jurisdiction US-DE; GLEIF golden copy 2026-09-12)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://api.gleif.org/api/v1/lei-records/ZUE8T73ROZOF6FLBAR73",
    "state": "sourced",
    "value": "ZUE8T73ROZOF6FLBAR73"
   },
   "name": {
    "read_by": "EDGAR submissions API (issuer header as filed)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://data.sec.gov/submissions/CIK0000927628.json",
    "state": "sourced",
    "value": "CAPITAL ONE FINANCIAL CORP"
   },
   "sector": {
    "read_by": "EDGAR submissions API (issuer header as filed) (SIC code as assigned by the SEC)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://data.sec.gov/submissions/CIK0000927628.json",
    "state": "sourced",
    "value": "6021 National Commercial Banks"
   },
   "security_type": {
    "read_by": "EDGAR submissions API (issuer header as filed)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://data.sec.gov/submissions/CIK0000927628.json",
    "state": "sourced",
    "value": "Corporate"
   },
   "segment": {
    "market": "US",
    "state": "not_on_record"
   },
   "ticker": {
    "read_by": "EDGAR company_tickers_exchange.json (SEC list of exchange-listed filers)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://www.sec.gov/files/company_tickers_exchange.json",
    "state": "sourced",
    "value": "COF-PN"
   },
   "website": {
    "market": "US",
    "state": "not_on_record"
   }
  },
  "licensed": {
   "columns": [
    "licensor",
    "entitlement",
    "title",
    "date",
    "source"
   ],
   "rows": [],
   "rule": "A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded."
  },
  "lifecycle": {
   "delisting": [],
   "domicile_change": {
    "market": "US",
    "reason": "EDGAR states no dated change of state of incorporation on a filing line",
    "state": "not_on_record"
   },
   "listing": [
    {
     "date": "2026-09-16",
     "source": "https://www.sec.gov/Archives/edgar/data/927628/000087666126000753/COF091626.pdf",
     "title": "CERT — NYSE CERTIFICATION"
    },
    {
     "date": "2026-09-16",
     "source": "https://www.sec.gov/Archives/edgar/data/927628/000119312526392532/d522776d8a12b.htm",
     "title": "8-A12B — 8-A12B"
    }
   ],
   "name_change": [],
   "segment_move": {
    "market": "US",
    "reason": "the exchanges' tier transfers are not EDGAR filings",
    "state": "not_on_record"
   }
  },
  "market": "US",
  "node": "us-cm-kg",
  "numbers_hash": "sha256:ab4c677f2ff84d8a4a8025bf2fbf6ea387afd4602c511122d68f56c03633ef95",
  "open_research": {
   "read_date": "2026-11-11",
   "rows": [],
   "state": "none_found"
  },
  "orderability": {
   "chapter_as_of": "2026-11-04",
   "client_categories": [],
   "determinable": false,
   "read": {
    "chapter": "https://mcp.us-cm-kg.ai/book/aio.json",
    "door": "https://mcp.us-cm-kg.ai/mcp",
    "tool": "get_orderability"
   },
   "reason": "the chapter's orderability section carries no client_categories: the outcome cannot name its client category",
   "rule_version": "acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1",
   "section": "us.aio.v8"
  },
  "record": {
   "as_of": "2026-11-08",
   "url": "https://mcp.us-cm-kg.ai/record/NYSE/COF-PN",
   "version": 1
  },
  "schema": "research-numbers v0.1 (USR-01, 2026-11-11)",
  "status": {
   "read_date": "2026-11-08",
   "source": "https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts",
   "value": "listed, not halted"
  }
 },
 "numbers_hash": "sha256:ab4c677f2ff84d8a4a8025bf2fbf6ea387afd4602c511122d68f56c03633ef95",
 "path": "/us/NYSE/COF-PN",
 "schema": "research-page v0.1 (USR-02, 2026-11-11)",
 "sections": [
  {
   "id": "identity",
   "text": "The issuer is CAPITAL ONE FINANCIAL CORP, listed on the NYSE under ticker COF-PN, with LEI ZUE8T73ROZOF6FLBAR73; the ISIN is not on the record, which carries several US ISINs against the LEI. The security type is Corporate, the segment is not on the record, the sector is 6021 National Commercial Banks, the jurisdiction is United States, Delaware, and the status is listed, not halted.",
   "title": "Identity and listing"
  },
  {
   "id": "disclosure",
   "text": "The record holds 201 filings in the twelve months to 2026-11-08, across 92 filing days. The median gap between filing days is 2 days. The latest filing is dated 2026-11-06, two days before the record date, and is of type regulatory_filing. The NYSE median cadence gap is 6.0 days, with a median of 64.0 filings and a median latency of 4.0 days across 3256 issuers. The sector median cadence gap is 4 days, with a median of 137 filings and a median latency of 2 days across 177 issuers. By type, the record holds 102 directors_dealings, 57 regulatory_filing, 22 corporate_news, 8 results, 6 prospectus, 3 agm_egm, 2 director_change and 1 ad_hoc.",
   "title": "The disclosure read"
  },
  {
   "id": "auditor",
   "text": "The auditor is not on the record, as the latest annual report cover carries no dei:AuditorName tag, and its location is not on the record. The record holds no auditor changes.",
   "title": "Auditor"
  },
  {
   "id": "events",
   "text": "The record holds two listing lines, both dated 2026-09-16. The record holds no delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The issuer is listed and not halted.",
   "title": "Events and halts"
  },
  {
   "id": "orderability",
   "text": "The outcome is not determinable, as the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.",
   "title": "Orderability"
  },
  {
   "id": "coverage",
   "text": "No research houses were found on the issuer's investor-relations pages read.",
   "title": "Coverage"
  },
  {
   "id": "open_research",
   "text": "No openly published research notes were found on the record.",
   "title": "Open research"
  },
  {
   "id": "licensed",
   "text": "Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.",
   "title": "Licensed"
  },
  {
   "id": "depth",
   "text": "The record holds the issuer's sealed years 2021, 2022, 2023, 2024, 2025 and 2026. The market's vintage is sealed, with earliest sealed date 2021-01-04. The live record began on 2026-09-12.",
   "title": "As-of depth"
  },
  {
   "id": "sources",
   "text": "7 source pages are named on this page; every value above carries its own source page and read date in the numbers.",
   "title": "Sources"
  }
 ],
 "sources": [
  {
   "for": "identity.exchange",
   "source": "https://www.sec.gov/files/company_tickers_exchange.json"
  },
  {
   "for": "identity.jurisdiction",
   "source": "https://data.sec.gov/submissions/CIK0000927628.json"
  },
  {
   "for": "identity.lei",
   "source": "https://api.gleif.org/api/v1/lei-records/ZUE8T73ROZOF6FLBAR73"
  },
  {
   "for": "the disclosure lines",
   "source": "https://mcp.us-cm-kg.ai/events/NYSE/COF-PN"
  },
  {
   "for": "the halt flag",
   "source": "https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts"
  },
  {
   "for": "the orderability chapter",
   "source": "https://mcp.us-cm-kg.ai/book/aio.json"
  },
  {
   "for": "the record",
   "source": "https://mcp.us-cm-kg.ai/record/NYSE/COF-PN"
  }
 ],
 "title": "CAPITAL ONE FINANCIAL CORP (COF-PN) — research page",
 "writer": {
  "by": "Claude through the platform account, Haiku class; one pass; checked against the numbers",
  "engine": "claude-haiku-5-5"
 }
}