The page is the record's research on the issuer — no analyst, no rating, no view. # DeFi Capital Markets, Inc. (NYSE: DCM) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is DeFi Capital Markets, Inc., listed on the NYSE under ticker DCM. The ISIN is not on the record. The LEI is not on the record. The security type is Corporate. The segment is not on the record. The sector is 5065 Wholesale-Electronic Parts & Equipment, NEC. The jurisdiction is United States, Maryland. The issuer is listed and not halted. ## The disclosure read The record holds 95 filings in the twelve months to 2026-11-08, on 69 filing days. The median gap between filing days is 4.0 days. The latest filing is dated 2026-11-03, 5 days before the record date. The latest filing is of type regulatory_filing. The NYSE median cadence gap is 6.0 days, the NYSE median filings count is 64.0, and the NYSE median latency is 4.0 days, across 3256 issuers. The sector median cadence gap is 4.5 days, the sector median filings count is 87.5, and the sector median latency is 5.5 days, across 6 issuers. By type, the record holds 4 ad hoc, 13 agm_egm, 3 corporate_news, 41 directors_dealings, 2 prospectus, 28 regulatory_filing, and 4 results filings. ## Auditor The auditor of record is CBIZ CPAs P.C., located in Philadelphia, PA. The record holds no auditor changes. ## Events and halts The record holds no listing, delisting or name change events. The domicile change is not on the record. The segment move is not on the record. The halt flag reads listed, not halted. ## Orderability The orderability outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04. ## Coverage No research houses were found on the issuer's investor-relations pages read. The count is 0. ## Open research No openly published research notes were found on the record. The count is 0. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The record holds sealed filings for this issuer in the years 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12. ## Sources 7 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://data.sec.gov/submissions/CIK0000102109.json (identity.jurisdiction) - https://mcp.us-cm-kg.ai/events/NYSE/DCM (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://www.sec.gov/Archives/edgar/data/102109/000110465926080359/uuu-20260331x10k.htm (the auditor) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NYSE/DCM (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/DCM · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp