The page is the record's research on the issuer — no analyst, no rating, no view.

SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST (DIA) — research page

US · us-cm-kg/NYSE/DIA · as of 2026-11-08

Identity and listing

The issuer is SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST, listed on NYSE under ticker DIA, with ISIN US78467X1090 and LEI 54930039F2SG3UG2OZ18. Its security type on the record is fund or trust, jurisdiction United States, New York. Segment and sector are not on the record. Listing status is listed, not halted.

fieldvaluesource · read date
nameSPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUSTsource · 2026-11-08
exchangeNYSEsource · 2026-11-08
tickerDIAsource · 2026-11-08
ISINUS78467X1090source · 2026-11-08
LEI54930039F2SG3UG2OZ18source · 2026-11-08
security typeFund / trust (by SIC or name)source · 2026-11-08
segmentnot on the record
sectornot on the record
jurisdictionUnited States — New Yorksource · 2026-11-08
statuslisted, not haltedsource · 2026-11-08

The disclosure read

The record holds 13 filings in the twelve months to 2026-11-08, all of type regulatory filing, across 10 filing days. The median gap between filing days is 18 days. The latest filing is dated 2026-09-18, 51 days before the record date. On NYSE the median cadence gap is 6.0 days, the median filings count is 64.0 and the median latency is 4.0 days across 3256 issuers. The sector median is not on the record.

filingsmedian gap between filing daysdays from latest filing to as-of
this issuer131851
exchange median: NYSE (3256 issuers)6464
datetypecategoryfiling
2026-09-18regulatory_filingNPORT-PNPORT-P
2026-06-30regulatory_filingN-30DN-30D — SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST
2026-06-25regulatory_filingNPORT-PNPORT-P
2026-03-31regulatory_filingNPORT-PNPORT-P
2026-03-13regulatory_filingN-CENN-CEN

window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them

Auditor

The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor location is not on the record. The record holds no auditor changes.

Events and halts

The record holds no listing, delisting or name change events. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as exchange tier transfers are not EDGAR filings. The halt flag reads listed, not halted.

Orderability

The outcome is not determinable on this record. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability

Coverage

No research houses were found on the issuer's investor-relations pages read.

Open research

No openly published research notes were found on the record.

Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

licensorentitlementtitledatesource
none loaded

As-of depth

The issuer is sealed for the years 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.

Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

10.1
https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
10.2
https://mapping.gleif.org/api/v2/isin-lei/latest (identity.isin)
10.3
https://data.sec.gov/submissions/CIK0001041130.json (identity.jurisdiction)
10.4
https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
10.5
https://mcp.us-cm-kg.ai/events/NYSE/DIA (the disclosure lines)
10.6
https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
10.7
https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
10.8
https://mcp.us-cm-kg.ai/record/NYSE/DIA (the record)

Read it by agent

The same page, signed and receipted: get_research at https://mcp.getissuer.ai/mcp with {"isin":"US78467X1090"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:b88888454f507dab.