DoubleLine Yield Opportunities Fund (DLY) — research page
US · us-cm-kg/NYSE/DLY · as of 2026-11-08
Identity and listing
The issuer is DoubleLine Yield Opportunities Fund, listed on the NYSE under the ticker DLY, with ISIN US25862D1054 and LEI 5493006BIH94Q4VHHG23. Its security type is recorded as non-operating entity type (other), its jurisdiction as United States, Massachusetts, and its segment and sector are not on the record. The issuer is listed and not halted.
| field | value | source · read date |
|---|---|---|
| name | DoubleLine Yield Opportunities Fund | source · 2026-11-08 |
| exchange | NYSE | source · 2026-11-08 |
| ticker | DLY | source · 2026-11-08 |
| ISIN | US25862D1054 | source · 2026-10-13 |
| LEI | 5493006BIH94Q4VHHG23 | source · 2026-11-08 |
| security type | Non-operating entity type (other) | source · 2026-11-08 |
| segment | not on the record | |
| sector | not on the record | |
| jurisdiction | United States — Massachusetts | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 18 filings on 18 filing days in the window 2025-11-08 to 2026-11-08, comprising 14 regulatory filings, 2 directors' dealings, 1 AGM/EGM and 1 prospectus. The median gap between filing days is 11 days. The latest filing is a regulatory filing dated 2026-10-09, 30 days before the record date of 2026-11-08. On the NYSE the record holds 3256 issuers with a median of 64.0 filings, a median cadence gap of 6.0 days and a median latency of 4.0 days. The sector median is not on the record for the US market.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 18 | 11 | 30 |
| exchange median: NYSE (3256 issuers) | 64 | 6 | 4 |
| date | type | category | filing |
|---|---|---|---|
| 2026-10-09 | regulatory_filing | POS EX | POS EX — POS EX |
| 2026-10-02 | prospectus | 424B5 | 424B5 — 424B5 |
| 2026-09-29 | regulatory_filing | EFFECT | EFFECT (items ,,) |
| 2026-09-25 | directors_dealings | 4 | 4 |
| 2026-09-24 | regulatory_filing | N-2/A | N-2/A — N-2/A |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor of record is not on the record, because the latest annual report cover carries no dei:AuditorName tag, and its location is not on the record. The record holds no auditor changes.
Events and halts
The record holds no listing, delisting or name change entries. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag is listed, not halted.
Orderability
The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the issuer's investor-relations pages read.
Open research
No openly published research notes were found on the record.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for the issuer. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.
Sources
8 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0001788399.json (identity.jurisdiction)
- 10.4
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- 10.5
- https://mcp.us-cm-kg.ai/events/NYSE/DLY (the disclosure lines)
- 10.6
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.7
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.8
- https://mcp.us-cm-kg.ai/record/NYSE/DLY (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getresearch.ai/mcp with {"isin":"US25862D1054"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:abec93cde0dbe8cb.