The page is the record's research on the issuer — no analyst, no rating, no view. # ELLSWORTH GROWTH & INCOME FUND LTD (NYSE: ECF-PA) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is ELLSWORTH GROWTH & INCOME FUND LTD, listed on the NYSE under ticker ECF-PA. The ISIN is not on the record, and the LEI is not on the record. Several GLEIF records share the exact name and jurisdiction, so no LEI is assigned here. The security type is Non-operating entity type (other). The segment is not on the record. The sector code is 0000. The jurisdiction is United States, Delaware. The listing status is listed, not halted. ## The disclosure read The record holds 44 filings in the twelve months to 2026-11-08, on 40 filing days. The filings are 26 directors' dealings, 16 regulatory filings and 2 AGM/EGM filings. The median gap between filing days is 4 days. The latest filing is dated 2026-11-06, two days before the record date, and is of type directors' dealings. On the NYSE the median gap is 6.0 days, the median filings count is 64.0 and the median latency is 4.0 days, across 3256 issuers. In sector 0000 the median gap is 6 days, the median filings count is 37 and the median latency is 12 days, across 11 issuers. ## Auditor The auditor is not on the record, because the latest annual report cover carries no auditor name tag, and foreign private issuers and older filings carry none. The auditor's location is not on the record. The record holds no auditor changes. ## Events and halts The record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted. ## Orderability The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04. ## Coverage No research houses were found on the issuer's investor-relations pages read. The count is 0. ## Open research No openly published research notes were found on the record. The count is 0. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The record holds the issuer's sealed years 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12. ## Sources 6 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://data.sec.gov/submissions/CIK0000793040.json (identity.jurisdiction) - https://mcp.us-cm-kg.ai/events/NYSE/ECF-PA (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NYSE/ECF-PA (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/ECF-PA · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp