The page is the record's research on the issuer — no analyst, no rating, no view. # ELLSWORTH GROWTH & INCOME FUND LTD (NYSE: ECF) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is ELLSWORTH GROWTH & INCOME FUND LTD, listed on the NYSE under ticker ECF, with ISIN US2890741067. The LEI is not on the record, as several GLEIF records share the exact name and jurisdiction. Its security type is Non-operating entity type (other), its segment is not on the record, its sector code is 0000, and its jurisdiction is United States, Delaware. Its listing status is listed, not halted. ## The disclosure read The record holds 44 filings across 40 filing days in the window 2025-11-08 to 2026-11-08. Of these, 26 are directors' dealings, 16 are regulatory filings and 2 are AGM/EGM filings. The median gap between filing days is 4 days. The latest filing is dated 2026-11-06, is a directors' dealings filing, and is 2 days before the record date of 2026-11-08. On the NYSE, the median filings count is 64.0, the median cadence gap is 6.0 days and the median latency is 4.0 days, across 3256 issuers. In sector 0000, the median filings count is 37, the median cadence gap is 6 days and the median latency is 12 days, across 11 issuers. The issuer's 44 filings are below the NYSE median of 64.0 and above the sector median of 37. Its cadence gap of 4 days is below both the NYSE median of 6.0 and the sector median of 6 days. Its latency of 2 days is below both the NYSE median of 4.0 and the sector median of 12 days. ## Auditor The auditor is not on the record, as the latest annual report cover carries no auditor name tag, and its location is not on the record. The record holds no auditor changes. ## Events and halts The record holds no listing, delisting or name change events. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag is listed, not halted. ## Orderability The outcome is not determinable under rule version acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, as the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The chapter is as of 2026-11-04. ## Coverage The record shows no research houses named on the issuer's investor-relations page, as none was found on the pages read. The count is 0. ## Open research The record shows no openly published research notes, as none was found. The count is 0. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for this issuer. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12. ## Sources 7 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin) - https://data.sec.gov/submissions/CIK0000793040.json (identity.jurisdiction) - https://mcp.us-cm-kg.ai/events/NYSE/ECF (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NYSE/ECF (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/ECF · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp