The page is the record's research on the issuer — no analyst, no rating, no view.

# Ellington Financial Inc. (NYSE: EFC-PC) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

Ellington Financial Inc. is listed on the NYSE under the ticker EFC-PC. Its ISIN is not on the record; the LEI is 60GS1D1R1YY5G1W7IT74, and the record lists several US ISINs against that LEI, namely US28852N1090, US28852N2080, US28852N3070, US28852N4060, US28852N5059, US28852N6040 and USU5324M1063. The security type is Corporate. The segment is not on the record. The sector is 6500 Real Estate and the jurisdiction is United States, Delaware. The status is listed, not halted.

## The disclosure read

The record holds 63 filings in the window 2025-11-08 to 2026-11-08, on 51 filing days. The median gap between filing days is 5.5 days. The latest filing is dated 2026-11-06, two days before the record date of 2026-11-08, and is of type results. The NYSE median cadence gap is 6.0 days across 3,256 issuers, with a median of 64.0 filings and a median latency of 4.0 days. The 6500 Real Estate sector median cadence gap is 6 days across 49 issuers, with a median of 53 filings and a median latency of 4 days. The issuer's filings by type are 31 corporate news, 9 results, 9 directors' dealings, 6 regulatory filings, 4 prospectuses, 2 AGM/EGM, 1 director change and 1 halt/suspension.

## Auditor

The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds one lifecycle line: a delisting dated 2026-02-27. No listing, name change, domicile change or segment move is on the record; the domicile change is not on the record and the segment move is not on the record. The halt flag is listed, not halted.

## Orderability

The outcome is not determinable for this issuer. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations pages read; the count is 0.

## Open research

No openly published research notes were found; the count is 0.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The issuer's years sealed on the record are 2021, 2022, 2023, 2024, 2025 and 2026. The market's vintage is sealed, with an earliest sealed date of 2021-01-04. The live record began on 2026-09-12.

## Sources

7 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://data.sec.gov/submissions/CIK0001411342.json (identity.jurisdiction)
- https://api.gleif.org/api/v1/lei-records/60GS1D1R1YY5G1W7IT74 (identity.lei)
- https://mcp.us-cm-kg.ai/events/NYSE/EFC-PC (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NYSE/EFC-PC (the record)

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