The page is the record's research on the issuer — no analyst, no rating, no view.

# Ellington Financial Inc. (NYSE: EFC-PD) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

Ellington Financial Inc. is listed on the NYSE under the ticker EFC-PD. The LEI is 60GS1D1R1YY5G1W7IT74. The ISIN is not on the record; the LEI carries several US ISINs, including US28852N1090, US28852N2080, US28852N3070, US28852N4060, US28852N5059, US28852N6040 and USU5324M1063. The security type is Corporate. The segment is not on the record. The sector is 6500 Real Estate. The jurisdiction is United States, Delaware. The issuer is listed and not halted.

## The disclosure read

The record holds 63 filings in the twelve months to 2026-11-08, across 51 filing days. The median gap between filing days is 5.5 days, against a NYSE median of 6.0 days and a 6500 Real Estate median of 6 days. The latest filing is dated 2026-11-06, two days before the record date, and is of type results. Filing latency is 2 days, against a NYSE median of 4.0 days and a sector median of 4 days. The filings by type are 31 corporate news, 9 results, 9 directors dealings, 6 regulatory filings, 4 prospectuses, 2 AGM or EGM notices, 1 director change and 1 halt or suspension. The NYSE median count of filings is 64.0 and the sector median is 53.

## Auditor

The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds one lifecycle line: a delisting dated 2026-02-27. The record holds no listing, name change or segment move entries. A domicile change is not on the record, because EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, because the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.

## Orderability

The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations pages read. The count is 0.

## Open research

No openly published research notes were found on the record. The count is 0.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The record holds the issuer's sealed years 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.

## Sources

7 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://data.sec.gov/submissions/CIK0001411342.json (identity.jurisdiction)
- https://api.gleif.org/api/v1/lei-records/60GS1D1R1YY5G1W7IT74 (identity.lei)
- https://mcp.us-cm-kg.ai/events/NYSE/EFC-PD (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NYSE/EFC-PD (the record)

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