The page is the record's research on the issuer — no analyst, no rating, no view. # EQUUS TOTAL RETURN, INC. (NYSE: EQS) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is EQUUS TOTAL RETURN, INC., listed on NYSE under ticker EQS, with ISIN US2947661003. The LEI is not on the record. The security type is Corporate, the jurisdiction is United States, Delaware, and the listing status is listed, not halted. The segment and sector are not on the record. ## The disclosure read The record holds 38 filings in the twelve months to 2026-11-08, across 23 filing days. The median gap between filing days is 7.5 days. The latest filing is dated 2026-11-05, 3 days before the record date, and is of type regulatory_filing. The NYSE peer median is 6.0 days for cadence, 64.0 filings for volume, and 4.0 days for latency across 3256 issuers. The sector peer figure is not on the record for this market. ## Auditor The auditor is not on the record, and neither is its location. The record carries auditor changes dated 2026-05-04 and 2026-05-12. ## Events and halts The record holds no listing, delisting or name change lines. The domicile change is not on the record, and the segment move is not on the record. The halt flag shows the issuer as listed, not halted. ## Orderability The outcome is not determinable under rule version acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, because the chapter names no client categories. The chapter was as of 2026-11-04. ## Coverage No research houses were found on the issuer's investor-relations page. ## Open research No openly published research notes were found on the record. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for this issuer. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12. ## Sources 7 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin) - https://data.sec.gov/submissions/CIK0000878932.json (identity.jurisdiction) - https://mcp.us-cm-kg.ai/events/NYSE/EQS (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NYSE/EQS (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/EQS · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp