The page is the record's research on the issuer — no analyst, no rating, no view.

# ALLSPRING MULTI-SECTOR INCOME FUND (NYSE: ERC) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is ALLSPRING MULTI-SECTOR INCOME FUND, listed on NYSE under ticker ERC, with ISIN US94987D1019 and LEI 549300K6JNPNZMSWMF07. Its security type is non-operating entity type (investment), jurisdiction is United States, Delaware. Segment and sector are not on the record. Status: listed, not halted.

## The disclosure read

The record holds 15 filings on 13 filing days in the window 2025-11-08 to 2026-11-08, of which 1 is ad hoc, 1 is AGM/EGM, 3 are directors' dealings and 10 are regulatory filings. The median gap between filing days is 17.0 days. The latest filing is dated 2026-10-22, an ad hoc filing, 17 days before the record date 2026-11-08. The NYSE peer medians are 6.0 days cadence, 64.0 filings and 4.0 days latency across 3256 issuers. Sector peer figures are not on the record for this market.

## Auditor

The auditor is not on the record, as the latest annual report cover carries no dei:AuditorName tag, which foreign private issuers and older filings do not carry. Auditor location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting, name change or segment move lines. Domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. Segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. Halt flag: listed, not halted.

## Orderability

The outcome is not determinable, as the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, with the chapter as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations pages read. The count is 0.

## Open research

No openly published research notes were found. The count is 0.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The issuer's sealed years are 2021, 2022, 2023, 2024, 2025 and 2026. The market's vintage is sealed, with earliest sealed date 2021-01-04. The live record began 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://mapping.gleif.org/api/v2/isin-lei/latest (identity.isin)
- https://data.sec.gov/submissions/CIK0001227073.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NYSE/ERC (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NYSE/ERC (the record)

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Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/ERC · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp
