The page is the record's research on the issuer — no analyst, no rating, no view.

# Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC (NYSE: FFC) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC is listed on NYSE under ticker FFC, ISIN US3384781007, LEI 254900A8P8RQUXES1M50. The security type is non-operating entity type (other). Segment and sector are not on the record. Jurisdiction is United States, Maryland. Status: listed, not halted.

## The disclosure read

The record holds 11 filings in the twelve months to 2026-11-08, on 11 filing days. The median gap between filing days is 16.0 days. The latest filing is dated 2026-10-28 and is a regulatory filing, 11 days before the record date. The NYSE median cadence gap is 6.0 days, the NYSE median filings count is 64.0, and the NYSE median latency is 4.0 days, across 3256 issuers. The sector peer median is not on the record.

## Auditor

The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. Its location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting or name change lines, and no change of state of incorporation on a filing line. The segment move is not on the record, because the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.

## Orderability

The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations pages read.

## Open research

No openly published research notes were found on the record.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The issuer's years sealed are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001174164.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NYSE/FFC (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NYSE/FFC (the record)

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