The page is the record's research on the issuer — no analyst, no rating, no view.

# FIRST TRUST MORTGAGE INCOME FUND (NYSE: FMY) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is FIRST TRUST MORTGAGE INCOME FUND, listed on the NYSE under ticker FMY, with ISIN US33734E1038 and LEI 549300DJXDU5IDLS9H81. Its security type is recorded as non-operating entity type (other). Its segment, sector and jurisdiction are not on the record. Its listing status is listed, not halted.

## The disclosure read

The record holds 16 filings on 16 filing days in the window 2025-11-08 to 2026-11-08, of which 14 are regulatory filings, 1 is an AGM/EGM filing and 1 is a directors' dealings filing. The median gap between filing days is 8 days. The latest filing is dated 2026-11-06, a regulatory filing, 2 days before the record date. The NYSE peer medians are 3256 issuers, a cadence gap of 6.0 days, 64.0 filings and a latency of 4.0 days. The sector peer medians are not on the record for the US market.

## Auditor

The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag, and its location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.

## Orderability

The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

The record holds no research houses named on the issuer's investor-relations page, the count is 0, and none was found on the pages read.

## Open research

The record holds no openly published research notes for the issuer, and none was found.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The issuer's years sealed are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://mapping.gleif.org/api/v2/isin-lei/latest (identity.isin)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://data.sec.gov/submissions/CIK0001319183.json (identity.name)
- https://mcp.us-cm-kg.ai/events/NYSE/FMY (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NYSE/FMY (the record)

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Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/FMY · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp
