The page is the record's research on the issuer — no analyst, no rating, no view.

# Galiano Gold Inc. (NYSE: GAU) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

Galiano Gold Inc. is listed on the NYSE under ticker GAU, ISIN US36352H1005. The LEI is not on the record. The security type is recorded as non-operating entity type (other), the segment is not on the record, the sector is 1400 Mining & Quarrying of Nonmetallic Minerals (No Fuels), and the jurisdiction is British Columbia, Canada. The issuer is listed and not halted.

## The disclosure read

The record holds 34 filings on 29 filing days in the window 2025-11-08 to 2026-11-08, of which 10 are regulatory filings and 24 are results. The median gap between filing days is 10.0 days. The latest filing is dated 2026-11-06, a results filing, 2 days before the record date of 2026-11-08. The NYSE median cadence gap is 6.0 days across 3,256 issuers, with a median of 64.0 filings and a median latency of 4.0 days. The sector median cadence gap is 6.0 days across 25 issuers, with a median of 57 filings and a median latency of 4 days.

## Auditor

The auditor is not on the record, because the latest annual report cover carries no auditor name tag, and the auditor's location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting or name change lines. The domicile change is not on the record, because EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, because exchange tier transfers are not EDGAR filings. The issuer is not halted.

## Orderability

The outcome is not determinable, because the chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

The issuer's investor-relations page names 7 research houses: Beacon Securities, Hannam Partners, BMO, H.C. Wainwright, Cormark Securities, Canaccord Genuity and Freedom Broker.

## Open research

No openly published research notes are on the record.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The vintage is sealed. The issuer's sealed years are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001377757.json (identity.jurisdiction)
- https://mcp.us-cm-kg.ai/events/NYSE/GAU (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://galianogold.com/investors/analyst-coverage/default.aspx (coverage)
- https://mcp.us-cm-kg.ai/record/NYSE/GAU (the record)

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