The page is the record's research on the issuer — no analyst, no rating, no view.

# Gabelli Global Small & Mid Cap Value Trust (NYSE: GGZ) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is Gabelli Global Small & Mid Cap Value Trust, listed on the NYSE under ticker GGZ, ISIN US36249W1045, LEI 54930027RS7HE8UD3187. Its security type is non-operating entity type (other), jurisdiction is United States, Delaware, and segment and sector are not on the record. Its listing status is listed, not halted.

## The disclosure read

The record holds 16 filings on 14 filing days in the window 2025-11-08 to 2026-11-08, of which 12 are regulatory filings, 2 are AGM/EGM filings, 1 is corporate news and 1 is directors' dealings. The median gap between filing days is 8 days. The latest filing is dated 2026-09-10, a regulatory filing, 59 days before the record date of 2026-11-08. On the NYSE the record holds 3256 issuers, with a median cadence gap of 6.0 days, a median of 64.0 filings and a median latency of 4.0 days. The sector median is not on the record.

## Auditor

The auditor is not on the record, because the latest annual report cover carries no auditor name tag, and no auditor location is on the record. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting or name change lines. The domicile change is not on the record, and the segment move is not on the record. The halt flag reads listed, not halted.

## Orderability

The outcome is not determinable on the record, because the chapter's orderability section names no client categories. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations pages read.

## Open research

No openly published research notes were found on the record.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for the issuer. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://mapping.gleif.org/api/v2/isin-lei/latest (identity.isin)
- https://data.sec.gov/submissions/CIK0001585855.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NYSE/GGZ (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NYSE/GGZ (the record)

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Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/GGZ · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp
